A PROCESS ANALYSIS OF
QUALITY:
A.N. WHITEHEAD AND R.
PIRSIG ON EXISTENCE AND VALUE
By
Andrew Sneddon
Associate Professor
Department of Philosophy,
Ottawa University
asneddon@uottawa.ca
A THESIS SUBMITTED IN PARTIAL FULFILLMENT
OF
THE REQUIREMENTS FOR THE DEGREE OF
Master of Arts
in the Department of Philosophy
THE UNIVERSITY OF NEW BRUNSWICK
April, 1995
Abstract
This thesis is divided into two portions.
Part One is a sympathetic exploration of the philosophies of
Alfred North Whitehead and Robert Pirsig, with special
emphasis on theories of value. The basic outlines of the
Metaphysics of Process and the Metaphysics of Quality are
presented in the first two chapters respectively. The third
chapter is an examination of points of fundamental agreement
and difference between the two systems. Chapter IV consists
in the presentation of specific arguments criticizing
traditional philosophico-scientific thought.
Part Two (click
here) is this writer’s attempt at synthesizing a meaning
of ‘value/quality’ and a new value theory from the works of
Pirsig and Whitehead. The resultant system pays special
attention to the balancing of tension between intensity of
experience within individual value contexts and communal
diversity of content of experience. Aesthetics is treated as
an examination of the texture of individual experience; art
is seen as deepening the harmonies and contrasts within a
participant’s value context. Ethics concerns the relations
between contexts. Individuals are responsible firstly for
their own intensity of experience; ‘respect’ characterizes
inter-contextual relations. The thesis concludes with a
brief look at Constructive Postmodern Philosophy.
ACRONYM KEY
AI =
Adventures of Ideas
FR =
The Function of
Reason
MT =
Modes of Thought
PR = Process and Reality
RM = Religion in
the Making
SMW = Science and the Modern
World
SYM = Symbolism: Its Meaning and
Effect
ZMM =
Zen and the Art of Motorcycle Maintenance
TABLE OF CONTENTS
INTRODUCTION
PART ONE
CHAPTER I: Alfred North Whitehead
Process and Reality...
…And Value
CHAPTER II:
Robert Pirsig
Reality=Value
CHAPTER III: Comparison and
Contrast of the Metaphysics of Process and the MOQ
1)
The Importance of Process
2)
Difference in Analysis of Notion of Final Cause
3)
Difference in Conception of Standards of Value
CHAPTER IV: Scientific Materialism,
Classic Formalism, SOM and Value
Whitehead
1) Top-Down Explanation
2) Re-Interpretation of Brute
Matter-of-Fact Involving Perception and Purpose
Pirsig
1) Reductio Ad Absurdum
2) Analysis of Moment of Perception
PART TWO
(Click here )
CHAPTER V: A Process Analysis of Quality
Aspect A: Repetition
Aspect B: Novelty
Aspect C: Definition
Aspect D: Contrast
Aspect E: Limitation
Aspect F: Final Causation
Aspect G: World Orientedness
CHAPTER VI: The Art of Life
Aesthetics
Ethics
EPILOGUE: Constructive Postmodern
Philosophy
BIBLIOGRAPHY
A Process Analysis of Quality:
A. N. Whitehead and R. Pirsig on
Existence and Value
INTRODUCTION
This is an attempt to provide a firm
foundation for the consideration of value issues. In a way,
it is a cosmological consideration of valuation: that is, I
am attempting to fit quality into an account of the way
things are. The synthetic value theory and analysis of
quality presented in Part Two are intended to be useful in
the examination of aesthetic and ethical issues. Alfred
North Whitehead and Robert Pirsig have also approached this
task, and I think their respective theories are mutually
supportive in essential details. In brief, Pirsig analyzes
the world in terms of Quality. Value is the ultimate
substratum of the macroscopic world for him, but he sees it
as an event or process, not a substance. Whitehead’s account
of process involving valuation at a fundamental level
provides a sound basis for Pirsig’s macroscopic evaluation.
The two aspects of this project--the
metaphysics, or the account of the way things are, and the
theory of value--are related to two different fields of
current research. A group of people who see themselves as
doing work in Constructive Postmodernism consider value
matters in a fashion similar to the one here worked out.
Since it is the details of this thesis that are of interest
with respect to these thinkers, I shall wait until the end
of the project to address them in detail (v. EPILOGUE). The
other type of research is being performed by cosmologists
and theoretical physicists, and consists in an attempt to
construe the world as fundamentally in process. Two thinkers
in particular, Ilya Prigogine and David Bohm, are worth
noting.
Ilya Prigogine won the 1977 Nobel Prize
for chemistry for his work on dissipative structures.
Although he has been influenced by Whitehead, he is first
and foremost a chemist with a lifelong interest in
introducing a sophisticated notion of time into science.
Prigogine writes about a world in process--change and
disorder are fundamental. The world is made up of systems
which are in contact with their environments. These systems
exchange energy with the environment. A stable system--one
that is not suffering dramatic change--is said to be at
equilibrium. Once upon a time, it was thought that
equilibrium was the rule and disorder the exception.
Prigogine thinks the reverse is true, and shows how change
actually produces order.
A system that is disrupted from its
history of order--due, perhaps, to some change in the
environment--moves from equilibrium to a state ‘far from
equilibrium. Equilibrium functions as an attractor state,
meaning systems move from one state of equilibrium to
another--systems far from equilibrium are caught up in the
process of the change. At a point far from equilibrium position, a
system is at a ‘bifurcation’ point--its future cannot be
predicted from what is known about its history. It can jump
to a new, higher (because more complex, and requiring more
energy) state of equilibrium, or it can drop to a condition
of less order, and hence less complex. In other words, the
choice for the system is one between order and chaos. The
ordered choice is the production of a dissipative
structure--the introduction to the science of thermodynamics
that won Prigogine the Nobel Prize.
A chemical clock is an easy-to-picture
example of the unexpected order that can arise from
increased disorder of a system. A chemical clock involves a
situation of cross-catalysis--two chemical reactions
mutually stimulate each other. That is, the product of one
chemical reaction participates in another chemical reaction,
and the product of the second reaction participates in the
first. To produce disorder in such a system, the
concentration of one element is increased. At a certain
point, a critical threshold is reached, and the
concentrations of the products, instead of remaining mixed
in a mutual equilibrium, oscillate at a specific period.
Prigogine, in Order Out of Chaos (1984, 147-148) describes the
phenomenon:
Suppose we have two
kinds of molecules ‘red’ and ‘blue’. Because of the chaotic
motion of the molecules, we would expect that at a given
moment we would have more red molecules, say, in the left
part of a vessel. Then a bit later more blue molecules would
appear, and so on. The vessel would appear to us as
‘violet’, with occasional irregular flashes of red or blue.
However, this is not what happens with a chemical clock;
here the system is all blue, then it abruptly changes its
color to red, then again to blue. Because all these changes
occur at regular time intervals, we have a coherent
process.
To the layman, this new state of order
resulting from increased disorder might just sound ‘neat’.
But one has to remember that at issue is the behavior of
millions of molecules. Prigogine (1984, 148) states that it
would never have been believed if it had not been observed,
and draws the following interesting conclusion: “To change
color all at once, molecules must have a way to
‘communicate.’ The system has to act as a whole.”
Research into this matter of dissipative
structures has developed this idea of communication. At the
bifurcation point, for example, particles separated by
macroscopic distances become linked: Events that happen in
one portion of a system thus have repercussions throughout.
Prigogine speculates on this ‘becoming’ linked:
Even before the
macroscopic bifurcation, the system is organized through
these long-range correlations. We come back to one of the
main ideas of Order Out of Chaos: nonequilibrium as a
source of order. Here the situation is especially clear. At
equilibrium molecules behave as essentially independent
entities; they ignore each other. We would like to call them
‘hypnons’, ‘sleepwalkers’. Though each one of them may be as
complex as we like, they ignore one another. However,
nonequilibrium wakes them tip and introduces a coherence
quite foreign to equilibrium. (Prigogine & Stengers 1984,
180-181)
This is Prigogine writing at his most
Whiteheadian. Apart from the emphasis on process, the
important term to notice is ‘coherence’ in the final
sentence. Understanding this new ‘order’ is the key to
understanding the apparent communication and not vice versa.
David Bohm has gone even further than Prigogine to devise a
cosmology of process. Bohm argues that there is a different
type of order-in-process supporting the macroscopic order as
described in everyday experience, including this chemical
clock example. In George Lucas’ words:
The apparent or
explicate order of the phenomena, described in classical and
Cartesian terminology, masks an underlying or implicate
order, which is a property of function of the
arrangement as a whole and not of any discrete part thereof.
(Lucas 1989, 193)
Applying this to the ‘hypnons’, the novel
coherence is more readily handled. Instead of acting through
communication, in a strict, macroscopic sense of the word,
the molecules are expressing this implicate order through
their activity. Communication presupposes entities merely
externally related, whereas this implicate order is a new
manifestation of the Whiteheadian concept of internal
relations. Communication takes place in time, and is
constrained by physical limits on the transfer of
information (the speed of light). Internal relations,
however, are atemporal. To use a poor example merely to
illustrate, the spatial relation between myself and the
centre of the moon changes automatically as we move closer
and--further from each other--there is no lag of time as
information moves from one side of the relation to the
other. Thus, the ordered activity of the molecules is not
the result of incredible macroscopic communication, but
rather an expression of the internal relatedness of the
system. Each molecule is an expression of the system as a
whole, at a fundamental level. This is a contemporary
development of Whitehead’s theory of ‘microscopic’ process.
These actual entities, called events or actual occasions,
are defined by their relations to each other actual entity
in the universe. They admit these relations as data,
synthesize their feelings or ‘prehensions’ of these entities
into a unified feeling, and finally take a definite
character to be used by future occasions in their own
moments of process. Thus it is the nature of each individual
character to include the entire universe in its own
constitution--the implicate order of David Bohm. Enduring
objects, such as molecules, are societies of these
occasions, and are already inter-related at the process
level. The unusual order observed in a chemical clock is
really merely a specialized example of the fundamental state
of reality, rather than a surprising exception.
Prigogine, however, sounds like Pirsig in
his discussion of the movement from order to disorder.
Pirsig divides Quality into Dynamic and static
quality--static quality is Dynamic Quality frozen, seized
upon and used--as a platform for further development. In
other words, Pirsig’s primary division into the world is
into a process that produces order from an undifferentiated
state.
Whitehead and Pirsig, however, have much
more to say about value phenomena than Prigogine or Bohm.
These scientists have been introduced merely to indicate the
relevance of the type of worldview Pirsig and Whitehead are
proposing. Much more will be said about order and disorder,
stasis and dynamis, as the discussion progresses. Rather
than proposing an eccentric view of the world, these men
are to be taken as being on the cutting edge of developments
of the ways in which we conceive of ourselves and the world
in which we live.
Part One
CHAPTER I
Alfred North Whitehead
Process and Reality...
The ultimate concept in the philosophy of
Alfred North Whitehead is creativity:
‘Creativity’ is the
universal of universals characterizing ultimate matter of
fact. It is that ultimate principle by which the many, which
are the universe disjunctively, become the one actual
occasion, which is the universe conjunctively. (Process
and Reality: Corrected Edition [PR],
21)
He says much the same thing on page 179
of Adventures of Ideas [AI], stressing that creativity “...is the actualization of
potentiality.” Whitehead goes on to unpack this word
by using many other words. Creativity is not an unusual word
in English, and neither are many of the terms (examples:
subject, object, process, actual, potential) he uses to
explain his thought. However, Whitehead has to rework
language to suit his concepts and these ordinary words take
on rather specialized meanings. This does not mean that
‘creativity’ becomes something completely other than what it
means in normal usage: Whitehead cannot take completely
unrestrained liberty with language, or he would defeat his
own aim of communication of ideas. Rather, he reworks some
terms to make himself particularly clear about his
philosophy. And this means that when he uses a term such as
‘creativity’, his reworking is a reworking of all the
baggage that comes along with any word.
In normal usage, creativity is typically
applied to a person--some types of people are creative.
These people are creators, and they create something through
the exercise of their creativity. Creativity is a doing a
process. So it is with Whitehead, construing creativity as
an ontological principle rather than a peculiarly human
activity: “Thus nature is a structure of evolving process.
The reality is the process.” (Science and the Modern
World [SMW], 72) We speak of creativity as if it is
something that people can have, when it really is just a
description of activity that suggests something about that
activity. What is created by a creator is something
new--something original, different from what was present
before the act of creation. Artists are creators, in common
parlance. And the role of artists in society suggests
something else about creativity. Artists are sometimes odd--they do
things that other people do not do. Non-artists sometimes
have a mixed attitude towards these people. To them, artists
are odd enough to be scorned sometimes but, in general, what
they do is valuable. This “activity in general” is
creativity and its results. There is something special about
this activity; indeed, the Biblical stories of creation
(which talk about the creator and the creation but not much
about the creativity itself other than the schedule
involved) have been an important part of one of the most
important influences on the development of Western society.
All of this is buried, shallowly, in the
word ‘creativity’. Whitehead wants to adapt this word to his
own thought--he has a specialized meaning for the word to
bear. This means that what he wants to refashion for his
writing is exactly that which has been described
already--the conventional trappings of ‘creativity’. Keeping
this in mind can help to clarify Whitehead’s metaphysics and
also to isolate exactly those aspects which are particularly
new.
Creativity is the ultimate principle in
Whitehead’s universe, but he makes it clear that the
creativity does not exist outside the creator and creation
of the process. What is interesting is that, essentially,
the creator and creation in Whitehead’s creativity are the
same thing. Rather, they are ‘phases’ in the particular
manifestations of the process--there is an impulse of sorts
to create something before something is created. But the
object and subject of the process are the same thing,
loosely speaking. Obviously, Whitehead is moving away from
common connotations of creativity in this notion, and it is
going to require use of Whiteheadian terms to get the idea
across. The manifestation of creativity is an ‘occasion’;
creativity does not actually exist in any other form than
the occasions. To refer to the occasion as a manifestation
of the process is to risk misconstruing Whitehead’s
philosophy. The process an occasion goes through can be
described as a moment of ‘concrescence’ the occasion makes
itself concrete. The occasion is the fundamental unit of
reality, but it is characterized by change--it is not
something static. On the contrary, when the occasion
acquires the ‘phase’ of creation, or finished product, it is
no longer in the process of creativity, and it ceases to be
an occasion. It becomes history, eternally unchanging in the
form it has taken. Developing an ontology based on these
events as a replacement for traditional subjects and objects
is Whitehead’s fundamental novel contribution to philosophy.
In its role as creator, an occasion is an active subject:
An occasion of
experience is an activity, analysable into modes of
functioning which jointly constitute its process of
becoming. Each mode is analysable into the total experience
as active subject, and into the thing or object with which
the special activity is concerned. (AI, 176)
An occasion is concerned with those forms
of data in its past, yet these forms are nothing more than
finished occasions. Thus, as a creation, the creative
subject becomes an object:
Thus subject and
object are relative terms. n occasion is a subject in
respect to its special activity concerning an object; and
anything is an object in respect to its provocation of some
special activity within a subject. (AI, 176)
It has been noted that occasions are the
fundamental units of reality. Macroscopic objects, such as
ourselves, are societies of occasions. Whitehead’s generic
tern for such a grouping is ‘nexus’: “...a nexus is a
set of actual entities in the unity of the relatedness
constituted by their prehensions of each other” (PR,
24). The occasions in a social nexus ‘feel’ compelled to
carry on the defining character of the society--there is an
order involving self-sustainment of character.
Creativity is a process, and process
involves sequence: temporal matters have to be accounted
for. For Whitehead, creations fall into the past; the future
awaits determination. This leaves the present to house the
occasion. Briefly put, the occasion starts as a collection
of ‘feelings’, which arise from the occasion’s history and
its relationship to potentiality in general. These feelings are the ‘special activity’
referred to in AI, and Whitehead most commonly calls them
‘prehensions’. Then the creation proposes or projects a
unity to itself regarding its own future unity. Put another
way, the occasion sees a possible unity of these feelings,
and this seeing results in a feeling of appetition. The
occasion is, by nature; compelled to move from a diversity
of prehensions to a unity called ‘satisfaction’: “Each
actual entity is conceived as an act of experience arising
out of data. It is a process of ‘feeling’ the many data, so
as to absorb them into the unity of one individual
‘satisfaction’” (PR, 40). The phase of unity or
satisfaction finishes the process of creation, naturally
enough, and the occasion perishes, leaving only the created
f on in history.
This character or unified form is now
available for future, or newly present, occasions to prehend
as a datum in new moments of process. Since the internal
process of the past occasion has indeed ‘passed’, its nature
has changed. During its period of actualization, the
occasion acts as a subject, acting on itself to develop its
own character. Once satisfied, this subject character is
done, and the finished datum exists as an object for new
occasions. Sorting out this relation of subject and object
is important to interpreting reality thoroughly. This
relationship has been a traditional area of conflict for
philosophers. Normally, the division refers to
epistemological matters: ‘objects’ exists out in the world,
and ‘subjects’ experience them. Whitehead’s philosophy
involves a metaphysical interpretation of
experience--reality experiences itself in these events
called occasions--and as a consequence, this traditional
subject-object relation is given a metaphysical
interpretation also. For Whitehead, process is reality:
“…the term ‘real’ refers to the creative activity.” (AI,
179) Process and Reality could have been titled Process
is
Reality. Thus, when an event finishes its process in
satisfaction, it passes from process-reality into a role as
datum-potentiality for future realities. The creative
subject is the life of the world; created objects have spent
their moment of process-actuality. However, stepping away
from the individual occasion and looking at reality as a
macroscopic whole, these objects are the foundation for the
creative process.
Thus viewed in
abstraction objects are passive, but viewed in conjunction
they carry the creativity which drives the world. The
process of creation is the form of unity of the Universe. (AI,
179)
Given a unified term, an occasion can be
called a ‘subject-superject’. The ‘subject’ is the becoming,
and the ‘superject’ is the objectified datum thrown forward
for future use.
An actual entity is
at once the subject experiencing and the superject of its
experiences. It is subject-superject, and neither half of
this description can for a moment be lost sight of. (PR,
29)
There is a little more to a prehension
than the mere relation of object to subject. Firstly, there
is how the subject feels the object. This is the ‘subjective
form’ of the prehension. This subjective form is central to
the freedom of becoming of the occasion. Without this
quality of feeling, data would be at best merely repeated.
But, through the subjective form of prehensions, the
occasion can freely project its own satisfaction. This
projected goal is the ‘subjective aim’ of the occasion.
Briefly put, from the diversity of prehended objects, the
occasion projects a unity, or unified state to actualize.
The process that then goes on is the harmonizing of feelings
in accordance with this target:
“The ‘subjective
aim’, which controls the becoming of a subject, is that
subject feeling a proposition [on propositions below] with
the subjective form of purpose to realize it in that process
of self-creation” (PR, 25).
The rational and emotional aspects of
this creating are important to note. The occasion is nothing
more than its prehensions--these are feelings, or, to use a
term out of specifically human experience for the analogy,
emotions. In the ‘beginning’ phase of creativity, the
diversity of these prehensions in their particular
combination in this occasion conjures up a desire for
unity/satisfaction. This desire is very real, in that it
takes the form of a specific projected goal. This is a
rational or mental aspect of the process. But the rational
arises out of the diversity of emotions:
Each actuality is
essentially bipolar, physical and mental, and the physical
inheritance is essentially accompanied by a conceptual
reaction partly conformed to it, and partly introductory of
a relevant novel contrast, but always introducing emphasis,
valuation, and purpose. (PR, 108)
Whitehead typically uses ‘physical’ and
‘mental’ instead of ‘emotional’ and ‘rational’. His reason
for this is to preclude the mistake of conceiving the
occasion as a ‘mind’, as opposed to a ‘body’. The occasions
are everything, and to divide between mind and body is to
make a rather superficial distinction. But ‘emotional’ and
‘rational’ are closer to the ideas more commonly involved in
creativity. They can take the place of Whitehead’s terms, at
the risk of the afore-mentioned mistake, adequately.
The kind of creativity at issue for
Whitehead is not ex nihilo, rather, it is a process of
actualization of possibilities. Whitehead calls these
possibilities ‘eternal objects’. The eternal objects are
deficient in actuality--they are real, but not actual or
concrete in the sense that occasions are. They are the forms
potentiality takes for the occasions When an occasion
prehends past events, it feels a welter of diverse eternal
objects. These data are thrown forward for future
creativity. This has not just pushed the ex nihilo factor
one step back--the eternal objects are eternal potentiality.
Apart from actual occasions, these eternal objects reside,
available for creativity, in what Whitehead names the
‘primordial nature of god’. Each occasion is in contact with
this primordial nature. This ‘mingling’ of potentiality with
actuality provides both the full extent of potentiality for
each occasion, as well as the drive or urge towards
actualization.
Creativity is the action of the present,
but both the past and the future are intrinsically important
to the process. The future is a lure, devoid of actuality. To actualize is the challenge
‘motivating’ each occasion. The past is history; what has
been actualized fades from the activity of the present into
the eternal stability of the past. Separating the past,
present and future clears the matter up, but introduces new
problems as well. It must be understood what kind of process
is taking place, and the role of the past in the present
activity is particularly important. The occasion is its
prehensions of history and of the primordial nature of god.
Whitehead stresses that occasions cannot affect each
other contemporaneously, and his reason for this is part of
the explanation of the process. It has been stated that the
creator and creation in this, activity are phases of the
same thing. In more familiar philosophical terminology,
‘subject’ and ‘object’ can replace creator and ‘creation’.
The occasion is the subject in the process that turns its
diverse life into an object. This object then ceases
processing, and fades into the past as form. And it is as
objects that ‘things’ interact in the historical
environment. History is, essentially, a static bank of data
for the activity of the present. History is ‘static’
because, as has been noted, past occasions have spent the
life that is their internal process, and all that remains is
the superjected satisfactions. These objectified forms are
related to each other as objects; occasions arise ‘on the
edge’ of this web of relations, with an urge to become
something. At this ‘moment’ of unrest, the occasion is a
subject projecting a goal for itself, but, as far as
actuality is concerned, it is only an undefined meeting
place of prehensions. The passage of the occasion from
subject to object involves the rejection of some prehensions
as relevant to the proposed unity, the taking up and
synthesizing of the remainder, until diversity is gone and
what has become is a unity.
Some subtle unpacking of ‘creativity’ is
now occurring. Creativity is a matter of keeping some data,
rejecting other data, and then unifying what has been kept
into a felt whole. This activity goes on every fraction of a
second, according to Whitehead, and yet the term
‘creativity’, as commonly taken, might mislead. Things stay
the same--we see that, to a very large extent, in our
environment. But Whitehead is saying that change is
fundamental to the universe. Moreover, he is saying that the
occasion, the creator in creativity; determines the end
result. Is there an arbitrariness built into his metaphysics
that observation does not support? Whitehead’s answer is
‘no’. Past form exerts a claim on the present. Occasions of
low complexity of vision, so to speak, will repeat past
form. The conceptual novelty, introduced through the
subjective f on of the physical prehensions, is virtually
negligible in many occasions. Occasions of higher complexity
will change to a greater extent, but data for change is
still obtained from the past, implying some sort of
probability of continuity.
Difficulties regarding creativity must
here be faced. Whitehead says (PR, 21) that creativity
is the principle of novelty in the universe. ‘Novelty’ has
to be treated carefully because it has subtle shades of
meanings buried in it. Whitehead means primarily novelty of
instance, not of kind. Novelty of instance means new
occasions repeat previously actualized data; novelty of kind
means the introduction of novel data into the stream of
process. However, since the primordial nature of god
contains the eternal objects, which constitute infinite
potentiality differentiated already, it can be argued that
novelty of kind is impossible, since realization always
involves what is already conceptually, albeit deficiently,
actual. In this light, novelty of kind is, at best, a
special kind of novelty of instance--the datum involved might
never have been actualized, but it was certainly
conceptualized. There is merely a lesser degree of
repetition involved. Now, this has serious implications for
creativity in general that will subsequently be explored.
What it is important to recognize is that creativity, in
common parlance, contains connotations that involve both
novelty of kind and novelty of instance. Creators supposedly
dabble in both repetition and in more ‘pure’ creation, if
there is such a thing. Moreover, there are subtle problems
regarding process that have to be examined for both
connotations, especially if one is going to pick one side
over the other, as Whitehead has (seemingly) done.
The particular problem Whitehead must
sort out is this: creativity draws from the past. Even at
the macroscopic level of things, it is possible to look at
the past and draw connections between events. But where does
all this start? One possibility is that it has been going on
forever; another is that there is some kind of source of
information that constitutes some kind of beginning. Apart
from traditional problems involved with speculation on the
origin of the universe, Stephen Hawking’s work in cosmology
(his ‘no boundary’ model of the universe) suggests that the
concept of a ‘beginning’ might not apply at all to this
matter. The solution is to allow the occasions direct access
to the primordial nature of god all along and not just once
at the ‘beginning’ of the universe. Now the matter of ‘when’
it all began is irrelevant. The term “source of information”
is important because the process involved is ultimately
self-determining. To suggest a creator in the biblical sense
is to risk undermining the power of the individual
occasions. Rather, what is needed is some kind of reservoir
of material that somehow informs, or has informed, the world
of experience.
Whitehead’s solution, as already noted,
is one aspect of god. The way it works is this: amongst the
data occasions really actualize are those described by
‘descriptive words’ such as ‘yellow’ and ‘car’. There is an
infinite number of these descriptions--the eternal objects.
These eternal objects ‘exist’ as potentialities, but they
are not actualized as individual eternal objects. Rather, each occasion realizes particular
combinations of these objects--a yellow car, for instance,
which could probably be described in many other terms.
Presumably, if one could use words to describe an instance
completely (which one cannot), then one would have pointed
out all of the eternal objects taken up by the occasions
making up the particular car. ‘Physical’ prehensions
constitute the initial phase of process. A physical
prehension involves feeling the objectified past. In the next
phase of concrescence, abstraction of eternal objects from
the particular past occasions takes place. Prehensions of
eternal objects are conceptual prehensions. The occasion is
moving from past fact to relevant potentiality, and the
possibility of practical novelty is arising. Occasions of
particularly high complexity can go one step further and
propose to themselves eternal objects that have not been
merely abstracted from the past.
In PR, Whitehead often cites
Hume’s example of a person being able to imagine a colour never experienced. Given a sampling of shades of
blue, Hume and Whitehead think a person could successfully
imagine a shade never before experienced by that person. For
Whitehead, this shade exists as an eternal object, but it
has not been actualized in the historic route of occasions
leading up to the present subject. The consideration of this
colour, then, is the introduction of novel data into the
actual world. This is taken by Whitehead as evidence for the
direct connection of each occasion to the primordial nature
of god. Accordingly, a distinction in types of potentiality
must be introduced by Whitehead to reinforce the distinction
between the activities of the physical and conceptual
prehensions. The past which the physical prehensions feel is
‘real’ potentiality, the realm of eternal objects is
‘general’ or ‘pure’ potentiality.
It was mentioned earlier that the
subjective aim was the prehending of a proposition with the
subjective form of purpose to realize it. A ‘proposition’
takes on a special metaphysical character in Whitehead’s
philosophy. Instead of merely being conceptual descriptions
of elements of reality, propositions operate as ‘lures for
feeling’ (v. PR, 25), and a verbal description can never
exhaust such an entity. The logical subject of a proposition
is an actual nexus, and the predicate is some eternal
object. A proposition is a sort of bridge between actuality
and potentiality. Formally defined:
A proposition is
the potentiality of the objectification of certain
presupposed actual entities via certain qualities and
relations, the objectification being for some unspecified
subject for which the presupposition has meaning in direct
experience. The judgment is the conscious affirmation by a
particular subject--for which the presupposition holds--that
this potentiality is, or is not, realized for it. (PR,
196-197)
Take, as an example, the entertainment of
the perfectly mundane statement, “The car is yellow.” ‘Car’
is a definite nexus, identifiable in history as an existing
object. ‘Yellow’, in this case, is a tentative description--the linking
of a descriptive word, or eternal object, with a society of
occasions. Whether or not the car is in fact yellow takes
some degree of examination--there is creative activity
based upon the proposition, ‘the car is yellow.’ Important
to note here is the possibility of error. If there can be
error at the metaphysical level of creativity, then there
can also be novelty of data. Mere repetition of physical
prehensions precludes both error and novelty.
But now new problems are arising and
Whitehead remains unfortunately vague on some of these
matters. Eternal objects need some place to exist as eternal
objects, and Whitehead puts them in the ‘primordial nature’
of god. God is an unfinished occasion, meaning that god
exists in the present always, never fading into the past as
finished, but moving into the future as the actual world
progresses. The occasions that are becoming the actual world
get their data from history, but it would seem that at one
time in the past god would have to have been accessed for
some initial information. The problem with this is that
things interact as objects that is, when an occasion looks
to the past to take up some prehensions, the past is
completely objectified in that it is the form remaining from
occasions that have spent their creative power. God is never
objectified. There is no unified form of infinite eternal
objects for some ancient occasion to access. Whitehead’s
solution is the activity of two different kinds of
prehensions physical and conceptual. The physical prehensions
feel past data--the objects referred to above. Conceptual
prehensions, however, directly draw on the primordial nature
of god. They do not need ‘objects’ for their activity. In
this way, potentiality resides throughout the world, and not
‘somewhere or ‘somewhen’ else’, as the somewhat metaphorical
language of religion might suggest. This continuous tapping
of potentiality provides the opportunity for occurrence of
novelty of kind, or at least for the looser novelty of
instance discussed earlier.
Whitehead discusses a second aspect of
god--god’s consequent nature. The consequent nature of god
has physical prehensions of the world. The reason given for
this development is fairly straight-forward: Whitehead’s
philosophy is one of ultimate relativity, and this means
that god and the world must be inter-related and defining.
What the world is to god is actuality of the conceptual side
of god’s nature--the eternal objects. What the consequent
nature of god is to the world is unity.
Thus, analogously
to all actual entities, the nature of God is dipolar. He has
a primordial nature and a consequent nature. The consequent
nature of God is conscious, and it is the realization of the
actual world in the unity of his nature, and through the
transformation of his wisdom. The primordial nature is
conceptual, the consequent nature is the weaving of God’s
physical feelings upon his primordial concepts. (PR,
345)
The world is self-defining, but atomistic
why should there be any unity to history and the progression
of creativity in to the future. Whitehead’s answer is an
appeal to the consequent nature of god. But conversely, god
attains a diverse actuality from the process being realized
in the world.
All of this is somewhat confusing in its
quasi-mysticism, but some sense can be made of it by
relocating the discussion in the familiar territory of
common connotations of creativity. God and the world exist in
the throes of creativity. They are both creator and creation
for each other. To separate them is to misrepresent the
relativity built into Whitehead’s thought. Process is
fundamental to this metaphysic, and to focus on the
manifestations of the creativity is to risk getting lost in
confusing puzzles involving things or beings. But the
process unifies the particular workings because they are
workings of the process--they have to be unified.
A speculative note on creativity is
warranted. The discussion has been quietly concerned with
dualities, and the interaction between poles in process.
Creativity, at its most general level, suggests change and
an end to change. The universe is in process--is it moving
towards completion? The answer is both yes and no.
Completion and change are built right into every occasion. The universe is complete at every moment--this is, perhaps, the unity attained through connection
with the consequent nature of god. And yet, since everything
is still fundamentally process, there is an inherent impulse
to further actualization. New occasions will arise and
suffer the unrest of diverse prehensions, and they will be
satisfied in due process. “The many become one, and are
increased by one.” (PR, 21) To ask why this happens
is to ask why creativity is creativity--it is an odd
question. At some level of reality, as Whitehead fully
knows, language is going to be unable to deal with matters
without further reworking.
I have been writing about the world
around us, yet there has been discussion of phases of
concrescence, and of eternal objects in the primordial
nature of god. It must be remembered that reality the world
around us, fully and completely. For Whitehead, actuality
requires potentiality--this is the reason for the discussion
of god’s primordial nature. They require each other, by
definition. There is a certain element of abstraction in
description--reality must be remembered as unified. In a
paper entitled “Process and Reality,” Whitehead (1948,
89-90) reminds us of this very point:
Enlarge your view
of the final fact which is permanent amid change. In its
essence, realization is limitation, exclusion. But this
ultimate fact includes in its appetitive vision all
possibilities of order, possibilities at once incompatible
and unlimited with a fecundity beyond imagination...
The key to
metaphysics is this doctrine of mutual immanence, each side
lending to the other a factor necessary for its reality. The
notion of one perfection of order, which is (I believe)
Plato’s doctrine, must go the way of the one possible
geometry. The universe is more various, more Hegelian.
… and Value
Whitehead drops all sorts of hints about
value through his writing, but he never explicitly
formulates a theory of value. He does make it quite clear
that value phenomena are rooted in reality at the process
level, but the relation between his theory of prehensive
occasions and valuation is left unclear. In SMW, he
cites the Romantic poets of the nineteenth century as
champions of the insistence on the reality of value.
Both Shelley and
Wordsworth emphatically bear witness that nature cannot be
divorced from its aesthetic values; and that these values
arise from the cumulation--in some sense, of the brooding
presence of the whole in its various parts. Thus we gain
from the poets the doctrine that a philosophy of nature must
concern itself at least with these six notions: change,
value, eternal objects, endurance, organism, interfusion. (SMW,
87-88)
That is what Whitehead’s work was--an
attempt at a philosophy of nature. To greater or lesser
extent, I have introduced Whitehead’s treatment of all of
the notions listed except for value. Now, in this section on
his treatment of value, I will have to bring all of the
others to bear on the matter. In PR, Whitehead stressed that
when dealing with the ultimate notions of a philosophy, one
must beware of using terms of high abstraction to describe
concepts or aspects of the world that support such
abstractions. Rather, the thinker must use the fundamental
terms interwovenly, explaining each other and needing each
other. Thus, in this treatment of value, the fundamental
notions will illuminate each other.
In one of his later books, Modes of Thought
[MT],
Whitehead writes fairly clearly about the role of value in
his process philosophy. The first chapter is entitled “Importance”, and therein Whitehead reaffirms the link
between reality and value. “We may well ask whether the
doctrine of perspective is not an endeavour to reduce the
concept of importance to mere matter-of-fact devoid of
intrinsic interest. Of course such reduction is impossible.”
(MT, 15). ‘Importance’ seems to be the term Whitehead
uses most consistently with those aspects of his thinking
that could be seen as constituting a theory of value. In
common parlance, ‘importance’ is a more aggressive, and
perhaps more relative, term than ‘value’. Antiques have
‘value’, quietly sitting in corners of rooms or in museums,
whereas matters of ‘importance’ thrust themselves upon us,
demanding attention. I say this can be construed as a more
relative status, because today’s things of ‘importance’ tend
to fade, whereas the ‘value’ of the antique is a longer
lasting ‘quality.’ ‘Value’, in both philosophical circles
and in common speech, seems to be some aspect of an item
that helps define, it; ‘importance’ sticks to something for
a while, then passes. By using ‘importance’ as his term for
value, I think Whitehead is stressing two aspects of value
and his process philosophy:
1) the presence of value in that
ephemeral yet vital spark that is the process of the
occasion, and;
2) the throwing forward into the
future of the satisfied occasion as something to be reckoned
with by new moments of concrescence.
Whitehead says much the same thing on the
next page of MT. This thesis about reality and value
is meant as a prolegomena to future work on value
issues--ethical and aesthetic matters, for instance. ‘Value’
is here used as a fundamental term. Whitehead gives to
‘importance’ this position:
Importance is a
generic notion which has been obscured by the overwhelming
prominence of a few of its innumerable species. The terms
‘morality’, ‘logic’, ‘religion’, ‘art’, have each of them
been claimed as exhausting the whole meaning of importance.
Each of them denotes a subordinate species. But the genus
stretches beyond any finite group of species. (MT, 16)
This makes sense, for the macroscopic
items with which ‘morality’ and ‘art’ are concerned are
societies of occasions. That is, their existence is a matter
of realized potentiality in the forms of nexuses.
Correspondingly, their particular types
of value should be products of the same process. Now, both
finite realms are different ‘shapes’ of the same ‘material’
(to use a crude analogy). More specifically then, and most
briefly, Whitehead (MT, 16) defines importance as
follows: “The generic aim of process is the attainment of
importance, in that species and to that extent which in that
instance is possible.” In other words, value, in some form
or other, is the motivation of creativity in its
metaphysical roles (the ‘movement’ of the world as a whole,
and the life of each actual occasion). This is my starting point. In order to
make clear what I think the role of value an process is,
four aspects of the description of the occasion in process
are going to be central:
1) the prehensions, both physical
and conceptual,
2) the subjective aim of the occasion,
3)
the satisfaction of the occasion, and;
4) god’s primordial
and consequent natures. As always with Whitehead’s view of
the world, these divisions are somewhat artificial, and I
hope they will blend into each other as the description of
valuation
develops.
It should be noted that by drawing out
four elements of Whitehead’s analysis of atomized process as
forming the foundation of valuation, I am differing from
other commentators on this matter. William Hendrichs Leue,
in his Harvard thesis, Metaphysical Foundations For a Theory
of Value in the Philosophy of A N Whitehead (1952), provides
a concise critique of attempts to dismiss Whitehead ideas
about value as constituting:
1) a psychological theory of
value, or
2) a formalistic theory, or
3) a self-realizationalist
theory, or finally
4) merely an inconsistent theory.
I think Leue is correct in seeing more in Whitehead than these
options provide, and I do not intend to repeat his
criticisms here. Moreover, Leue then presents a two tiered
theory involving ‘absolute value’ and ‘relative value’ as
being best suggested by Whitehead’s metaphysics. By so
doing, Leue starts out bravely trying to balance the value
of each entity against the absolute value he sees in god’s
primordial valuation of the eternal objects, but in the end
he largely fails, in my opinion, to stick with his two types
of value. Absolute value ends up being the value that really
matters, so to speak, making relative value largely
unimportant. And if one sticks to Whitehead’s use of
‘importance’ as the generic ten for value then, if something
is not important, then it is not valuable and is definitely
not value per se.
Leue’s error lies in ignoring the already
cited warning of Whitehead about describing reality in
dualistic tens and subsequently adhering too literally to
Whitehead’s dualistic treatment of value in the lecture
“Immortality” (1948, 60). In this lecture, Whitehead
discusses the universe in terms of two abstracted
aspects--the World of Activity, and the World of Value. The
first is the world of transience, and the second of
permanence. Leue’s analysis of Whitehead’s thought about
valuation stresses exactly this duality. Yet, in
“Immortality”, Whitehead is very careful to make clear at
the outset that he is dealing with a description that uses
abstracted notions:
The two words
[‘immortality’ and ‘mortality’] refer to two aspects
which are presupposed in every experience which we enjoy. I
will term these aspects “The Two Worlds”. They require each
other, and together constitute the concrete Universe. Either
World considered by itself is an abstraction. For
this reason, any adequate description of one World includes
characterizations derived from the other, in order to
exhibit the concrete Universe in its relation to either of
its two aspects. These Worlds are the major examples of
perspectives of the Universe. The word “evaluation”
expresses the elucidation of one of the abstractions
by reference to the other. (1948, 61) [emphasis mine]
In his treatment of Whitehead’s thought,
Leue ran afoul of the degree of abstraction in Whitehead’s
discussion of evaluation. In my approach to this matter, I
am going to attempt to present a more unified theory,
supported on four metaphysical pillars. These four topics
for discussion are, of course, abstracted from the unified
process and presuppose each other. For clarity’s sake,
cross-reference will be avoided as much as possible, but
will not be eliminated entirely.
1) The Prehensions: By and large, the
prehensions, both physical and conceptual, constitute the
entire life of an occasion. The physical prehensions have
past occasions as their objects--they feel the past and
bring that data into relevance for the present concrescence.
Conceptual prehensions have eternal objects as their objects
These are either abstracted directly from the past, or they
are ‘suggested’ by, although not contained in, the past
data. In this latter case, novelty enters the world if the
new eternal objects are admitted into the occasion’s
concrescence. Occasions of low complexity issue in very
little conceptual novelty; from past to present there is
virtually complete reproduction of data. At the macroscopic
level, objects such as stones can be understood as being
societies of such reproductive occasions. In human
experience, the conceptual entertainment of novelty is of
dominating importance. For this consideration of value, both
physical and conceptual prehensions have vital roles.
Physical prehensions provide the basis
for ‘physical purposes’--the lure of the mere reproduction
already introduced. Such repetition is a testimony to the
value already present in the data. Such physical
reproduction reckons with the superjected value shapes
presented by the past. Without physical prehension and
reproduction--the satisfied occasions would have no real
presence in the world--merely their spot in the objective
immortality provided by the consequent nature of god.
The conceptual prehensions, however,
provide the seed of new value for this occasion, as opposed
to mere sustaining of value thrown forward by the past. Even
in the physical purposes derived from the physical
prehensions of past data, there is a process of
‘consideration’, resulting in emphasis or denial to the
process. What is emphasized or denied access is the form of
the datum--the potentiality, or the eternal object. These
potentials are dealt with by conceptual prehension. This
matter of examination and consideration, to use
anthropomorphic terms, is the first glimmering of the
conceptual abilities of the occasion:
In a physical purpose the subjective form
has acquired a special appetition--adversion or aversion--in
respect to that eternal object as a realized element of
definiteness in that physical datum. This acquisition is
derived from the conceptual prehension. (PR, 184)
Emphasis and denial, adversion and
aversion--this is valuation at work in the most basic form
of concrescence.
More complex mental activity consists in
the introduction and entertainment of propositions. Here, a
physical object--a social nexus--is felt as maybe being in a
certain state. This is the association, rightly or wrongly,
of eternal objects with the physical world. The resultant
process of action upon this feeling can result in
confirmation, error, or the introduction of novel content
into the world. In this third role, conceptual prehensions
accomplish something the physical prehensions lack. The
physical prehensions have to do with the ‘perished’ world
only; conceptual prehensions this data and abstract those
forms of definiteness from it. This can result in the
consideration of eternal possibilities not actually present
in the past, and hence a new datum for further prehensions
can be realized.
By introducing novel content into
transcendent creativity, conceptual prehensions increase the
variety of data, and therefore of value-forms, in the world.
The possibilities for future occasions become more varied--‘deeper’ unified feelings can be achieved, intensifying
value-experiences on a microscopic scale.
2) Subjective Aim: To a considerable
extent, the prehensions are focused on the past, and not
nearly so much on the future. They are the feeling and
analysis of the entire world for that occasion, but they are
not constitutive of that occasion, for and in itself. From
the prehending of data and the admittance of new
possibilities comes a unified ideal for the end result of
the concrescence. This is the subjective aim--a projected
concrete form into which to resolve the diversity of
feelings of the primary phases of the process.
The subjective aim is a lure for the
occasion’s process. Through admittance and denial, emphasis
and demotion of relevance, the data and possibilities are
resolved into a unity that is the satisfied occasion. The subjective aim is the projection of
this unity before it has been accomplished. The aim is an
ideal of harmony--the diversity of feelings must be resolved
into a unified function.
Consider a proposition in its form of
such a lure. The result of entertainment of a proposition
can be accuracy, error, or novelty. But these states only
arise in the satisfaction of the occasion’s concrescence.
Before it is anything, it is a lure--an aim or goal felt as
interesting (i.e., valuable). The proposing of an end is the
beginning of self-constitution in actuality. The subjective
aim of an occasion is the proposing of a form of value for
itself. This lure is felt as value before it is actually
realized.
This is the germ of those theories of
valuation that suggest that value is the result of a want,
or deficiency. For example, in Principia Ethica, G.
E. Moore comments on an example involving a glass of wine,
criticizing the value theory of John Stuart Mill. At issue
for Mill is pleasure: he holds that the value of a glass of
wine consists in the pleasure to be had when the wine is
experienced. In terms more appropriate to the Whiteheadian
comparison, the proposing of a goal to be actualized is a
source of value in the world. Moore does not agree. Rather,
he thinks there is a pre-wine pleasure that results in
wanting the wine, and that this pleasure disappears with the
obtaining. This is the function of the subjective aim--the
value felt before the goal is attained, or the value that
makes the goal a goal at all. In other words, by Moore’s
analysis there is a genuine value in the desire for the
wine, before the wine is had, and for Mill there is,
strictly speaking, no real value until the wine is
possessed.
It is important to notice that the
subjective aim is the mark of individuality (and hence of
unity) on the original diversity of feelings. It is
self-proposed as a reaction to the data, making it doubly
valuable. This self-relevance is key to the actuality
Whitehead sees in process. “An entity is actual, when it has
significance for itself. By this it is meant that an actual
entity functions in respect to its own determination.” (PR,
25) In this brief passage, Whitehead is as much as equating
actuality and value.
3) Satisfaction: Satisfaction consists in
achievement of the unity self-proposed in the subjective
aim. The process is finished--all felt aspects have been
reconciled in a unity of. feeling involving either emphasis
and involvement or ‘negative prehension’--denial of access
into the satisfaction.
The final phase in
the process of concrescence, constituting an actual entity,
is one complex, fully determinate feeling. This final phase
is termed the satisfaction. It is fully determinate (a) as
to its genesis, (b) as to its objective character for the
transcendent creativity, and (c) as to its
prehension--positive or negative--of every item in the
universe. (PR, 25-26)
With the satisfaction, the occasion is
‘done’--it was motivated by a diversity of feelings which
have now been unified. What remains is the fixed form of the
resultant unity. To a large extent, the satisfied occasion
loses its actuality as it passes into history. as fixed
data. However, inasmuch as it is the form proposed as, and
now achieved as, significant to itself, it is actual
according to Whitehead’s definition as cited on the previous
page.
The satisfied occasion is now thrown
forward as historical data to be reckoned with by new
occasions. As such, it is a form of past value to be
considered in its relevance to new processes of
concrescence. If compelling enough, the future may wish to
reproduce this form of value, thereby re-enacting the
process of charging this form with this actuality of an
occasion. Thus, in itself the satisfied occasion is of
positive value. If it is re-enacted in the future, it is of
new positive value. But if it is dismissed in a negative
prehension, then its value in transcendent creativity is
down-graded although whatever is left of its
self-significance remains.
This throwing forward of the finished
occasion on a macroscopic scale is essential to the
understanding of human value matters. On one side, the
ethical notion of responsibility involves the manner in
which we, as self-determining organisms, ‘throw’ ourselves
into the world:
Further, in the
case of those actualities whose immediate experience is most
completely open to us, namely, human beings, the final
decision of the immediate subject-superject, constituting
the ultimate modification of the subjective aim, is the
foundation of our experience of responsibility, of
approbation or of disapprobation, or self-approval or of
self-reproach, of freedom, of emphasis. (PR, 47)
On the other side, aesthetic creation and
experience involve both the receiving and throwing forward
of something in all of its objective value nature.
4) God’s Primordial and Consequent
Natures: It has been stated that the primordial nature of
god is the ‘home’ of the eternal objects--the realm of
possibility. God, in Whitehead’s scheme, is not to be
omitted from the metaphysical description. God is the
archetypal occasion, involving process, physical and
conceptual prehensions, and aim. The primordial nature of
god is not merely a warehouse of forms of possibility: it is
god’s conceptualization of all of possibility. These
conceptualizations Whitehead deems ‘valuations’. However,
value is tied to actuality, and the occasion that is god is
never satisfied, i e., god is never unified in a harmonized
form of value. The valuations of god’s primordial nature are
directed towards the realm of microscopic process:
The conceptual
feelings, which compose his primordial nature, exemplify in
their subjective forms their mutual sensitivity and their
subjective unity of subjective aim. These subjective forms
are valuations determining the relative relevance of eternal
objects for each occasion of actuality. (PR, 344)
Thus, potentiality is ‘geared’ towards
realization God’s primordial nature, Whitehead stresses, is
neither conscious nor physically actual. This conceptual
valuation of possibility relative to the actual occasions is
directed completely toward the microscopic process Whitehead
describes as constituting reality God participates in
actuality, in its full sense, derivatively--the consequent
nature of god is, “the realization of the actual world in
the unity of his nature.” (PR, 345) God, in this
sense, is the ‘irrational’ principle of concretion that
‘saves’ the world at each moment of creation. He is
actuality’s glue, in his consequent role. In this role, god
preserves the superjected value-form of each occasion,
protecting the moment from eternal dissolve.
Eternal objects, in the concrescence of
an occasion, function as conceptual lures. Typically, such a
lure is only a sub-section of the entire class of eternal
objects God’s primordial valuation, however, orders them
all, relative to all ‘creation.’ This primordial valuation
is also the primordial lure to concretion for the universe
God’s primordial nature constitutes the appetition towards
realization at the ‘basis’ of the universe. “He is the lure
for feeling, the eternal urge of desire.” (PR, 344)
Deficient in actuality, god is, in his primordial nature,
the precondition for each actual occasion’s value-charged
and value-achieving actuality.
God, in his two natures, makes possible
the value functions of the world of occasions. But god’s
actuality is entirely derived from the world of process, and
that is where value actually is why value god actually has
is derived from the world of actuality God cannot be said to
provide a different--e.g., absolute--kind of value than that
present in the world. Rather, god cannot be understood apart
from the flux of occasions. His natures are aspects of the
universe, logically necessary according to Whitehead, but
neither superexistent nor actually valuable. God’s
primordial valuation of the eternal objects stands as a sort
of external ideal standard of value for concrescence.
However, this is to be understood not as something reality
always fails to reach, and therefore as being lacking in
ultimate value--this is an ideal standard, meaning that the
actual world realizes these eternal value-forms after
entertaining them as conceptual ideals. It is a standard
only in the sense of being what actuality has at its
disposal to accomplish at its widest and deepest level of
contrasted feeling. The eternal objects are the
never-changing, and thus standard, forms of possibility for
reality in process.
In this brief discussion, terms central
to Whitehead’s conception of value (such as ‘variety’,
‘contrast’, ‘novelty’) have been introduced without much
comment. They will be dealt with in Chapter V.
CHAPTER II
Robert Pirsig
Reality=Value
In his two books, Zen and The Art Of
Motorcycle Maintenance: An Inquiry Into Values [ZMM] and
particularly Lila: An Inquiry Into Morals, Robert
Pirsig outlines his Metaphysics of Value, or, to use the
word he prefers, his Metaphysics of Quality. The basic tenet
is what the name suggests--reality is quality. A preliminary
note about this identity of value and reality is warranted. Obviously, this is a problematic
identity, not least of all because it appears to be
dramatically counter-intuitive. This problem is taken up in
some detail in this chapter. Robert Pirsig is not a rigorous
philosopher and I do not wish to chastise him for loose
logic when he is not pretending to employ such a tool. I see
Pirsig as a process philosopher: in his exploration of
Quality, he develops a portrait of a universe that
fundamentally experiences itself. I am taking his work to be
an examination of the role value in process. This largely accounts for my studying
Pirsig in connection with Alfred North Whitehead.
Furthermore, even though the identity of value and reality
might be problematic, the use of value as a fundamental term
in the analysis of existence could very well be accurate. To
this end, Pirsig’s philosophy stands as a revealing attempt.
Thus, I am suspending judgment on the accuracy of the
identity because rejecting it for a more careful relation
does not erode this philosophy at all seriously.
In ZMM, which deals with the
development of Pirsig’s thought over roughly twenty years,
he reports that when he was first considering the matter he
wrote, “Quality is the continuing stimulus which our
environment puts upon us to create the world in which we
live. All of it. Every last bit of it.” (ZMM, 245) As the present narrator, he comments,
“He began to see that he had shifted away from his original
stand. He was no longer talking about a metaphysical trinity
[subject, objects, quality] but an absolute monism. Quality
was the source and substance of everything.” (1974, 245) He
expands upon this first thought of quality as a stimulus to
experience in Lila (168-169) when considering the basic
assumptions of evolution:
It [traditional evolutionary
theory] goes
into many volumes about how the fittest survive but never
once answers the question of why... If life is strictly a
result of the physical and chemical forces of nature, then
why is life opposed to these same forces in its struggle to
survive? If it’s against physical nature then there must be
something apart from the physical and chemical forces of
nature that is motivating it to be against physical nature.
The Second Law of Thermodynamics
states that all energy systems ‘run down’ like a clock and
never rewind themselves. But life not only ‘runs up’,
converting low energy sea-water, sunlight and air into
high-energy chemicals, it keeps multiplying itself into more
and better clocks that keep ‘running up’ faster and faster.
Now, instead of seeing quality and
experience in merely human terms, Pirsig is broadening the
scope of his examination to consider the stimulus upon
nature as a whole to perform in the ways that ‘she’ does. By
criticizing scientists for not asking ‘why’ the fittest
survive, Pirsig is, of course, invoking the old distinction
between ‘why’ and ‘how’. Some scientifically minded people
think that by ‘how’, e.g., by describing the mechanisms of
evolution, that they are answering the question ‘why’. But
‘why’ is an appeal for reasons for the changes in question,
meaning reasons for the mechanisms involved. The Second Law
of Thermodynamics is quite clear about what does occur in
the universe at large: systems have a tendency to ‘run
down’, to move from states of high complexity and energy to
states of lower complexity and energy. However, Pirsig is
inquiring about the reasons for the existence of systems to
run down, and why it is that these systems, apparently,
continue to run up, even though one would think the universe
is sufficiently old enough to have at least ceased to run
up. The Second Law of Thermodynamics tells only one part of
a story; what principle accounts for any running up that
occurs, on a small scale. This localized running up does not
alter dramatically the general character of the running down
of the universe. Stephen Hawking (1988, 152-153) provides an
example of localized running up that involves running down
when a wider perspective is taken:
If you remember every word in [A Brief
History of Time] your memory will have recorded about two
million pieces of information: the order in your brain will
have increased by about two million units. However, while
you have been reading the book, you will have converted at
least a thousand calories of ordered energy, in the form of
food, into disordered energy, in the form of heat that you
lose to the air around you by convection and sweat. This
will increase the disorder of the universe by about twenty
million million million million units--or about ten million
million million times the increase in order in your
brain--and that’s if you remember everything in this
book.
But the running up alone still seems to
oppose the interpretation of the nature of things given by
the Second Law of Thermodynamics. A second principle is
required. Pirsig’s answer is an appeal to a ‘new’ principle
in nature:
The reason atoms
become chemistry professors [Pirsig trained in chemistry the first
time he was in university, and in Lila invokes his
old career choice as an example of a system that has
evolved] has got to be that something in nature does not
like laws of chemical equilibrium or the law of gravity or
the laws of thermodynamics or any other law that restricts
the molecules’ freedom. They only go along with laws of any
kind because they have to, preferring an existence that does
not follow any laws whatsoever. (Lila, 172-173)
This is Pirsig’s view of the world in
brief--the universe consists of quality in process (as
suggested by the theory of evolution), and its movement is
stimulated by ‘feelings’ of potential increases in quality.
It is on the basis of this sort of
evolutionary consideration that Pirsig makes his first
metaphysical division of reality (much of his work is an
attempt to replace ‘traditional’ subject-object metaphysics,
with ‘subject and ‘object’ constituting what he conceives
as the first metaphysical division of reality, and a very
poor one). In his first book Pirsig resisted defining
‘quality’ out of sympathy with mystical attitudes towards
explaining reality. By the time he wrote Lila,
obviously, he had changed his mind and after what sounds
like considerable agonizing he chooses to split
reality--Quality into static quality and Dynamic Quality [Pirsig capitalizes ‘Dynamic Quality’ but not ‘static quality’]. Dynamic Quality is the undefined stimulus
to change--the feeling that drives upwards evolution. Static
quality consists in patterns of behavior that
‘work’--’shapes’ of quality that satisfy the upward urge for
the moment and function as platforms for the next response
to the Dynamic stimulus.
The development of ‘newer, better clocks’
Pirsig portrays as the working of Dynamic Quality; the
existence of recognizable species such as humans and, more
specifically, chemistry professors, is static quality:
A Dynamic Advance
is meaningless unless it can find some static pattern with
which to protect itself from degeneration back to the
conditions that existed before the advance was made.
Evolution can’t be a continuous forward movement. It must be
a process of ratchet-like steps in which there is a Dynamic
movement forward up some new incline and then, if the result
looks successful, a static latching-on of the gain that has
been made. (Lila, 176)
Dynamic Quality is purely
undifferentiated--the present moment responds only to a
feeling, without knowing where it is going. In ZMM,
Pirsig describes thought as being like a train.
Consciousness consists largely in the boxcars of information
and analogues that shape thinking. By ‘analogues,’ Pirsig is
implying that the mind constructs a picture or theory of
reality. Our objects of consciousness are not to be taken to
be necessarily accurate representations of the world, but as
icons or tools. They are not less real for being analogues.
The whole thought process is ‘forward’ moving with the front
of the train being the undifferentiated edge of experience.
Expanding the metaphor to describe the Dynamic-static
mechanism, the cars of the train can be seen to be static
positions and the untravelled track as being the lure of
Dynamic Quality. Strictly speaking, the train should have
track behind it only, since Dynamic Quality is an
undifferentiated lure.
Pirsig cites Ernst Mayr’s claim (Lila,
170) in Scientific American that teleological theories of
evolution fail because of the lack of evidence for
mechanisms [Mayr’s term] that demonstrate the ‘finalism’.
Rather, biological evidence suggests that evolution works
through ‘spur of the moment decisions. Pirsig (Lila,
171) responds: “It seems clear that no mechanistic pattern
exists toward which life is heading, but has the question
been taken up of whether life’ is heading away from
mechanistic patterns?”
Dynamic Quality is value that is not
contained in static patterns, such as mechanisms and forms
of life. An example of a ‘form of life’ would be the human
species--a specific, repeated pattern of biology. A
‘mechanism’ is a pattern of function ‘life’ has worked out
to take care of some sort of problem or accomplish some end.
Examples would include the workings of the immune system, or
the formation of scabs where skin has been broken. By
proposing an undifferentiated lure for evolution, Pirsig
sees his theory as unifying evolution and teleological
theories that consider life to have purpose. The ‘spur of
the moment decisions’ that Mayr cites (as does Prigogine)
are Dynamic Quality at work. Being the future as
undifferentiated lure; it has to appear as a. ‘spur of the
moment’ factor.
Pirsig continues his analysis of
evolution in Quality terms by looking for the chemical
mechanism supporting his hypothesis. He settles on the
carbon atom as being the dynamic doorway for evolution.
Carbon is common to every element of life. But why is carbon
the key Pirsig says that the only special ability carbon has
is an ambiguous bonding tendency:
One physical
characteristic that makes carbon unique is that it is the
lightest and most active of the group IV of atoms whose
chemical binding characteristics are ambiguous. Usually the
positively valenced metals in groups I through III combine
chemically with negatively valenced non-metals in groups V
through VII and not with other members of their own group.
But the group containing carbon is halfway between the
metals and non-metals, so that sometimes carbon combines
with metals and sometimes with non-metals,. and sometimes it
just sits there and doesn’t combine with anything, and
sometimes it combines with itself in long chains and
branched trees and rings. (Lila, 175)
The chemical and biological result has
been a myriad of carbon compounds--according to Pirsig,
about 20 times more than all the other chemical compounds
taken together (Lila,175). Pirsig interprets this
variety as being the result of Dynamic Quality taking
advantage of carbon bonding flexibility.
As already noted, Pirsig thinks
evolutionary development is ‘ratchet-like’--a progression,
then a hardening of a position into static patterns of
quality to preserve the gain. There is no carbon molecule,
apparently, that is both resistant to the strains of its
environment and flexible enough to try new developments.
Nature’s solution to the problem is not just one molecule
but two:
A static molecule
able to resist abrasion, heat, chemical attack, and the
like; and a Dynamic one able to preserve the subatomic
indeterminacy at a molecular level and ‘try everything’ in
the ways of chemical combination. (Lila, 176)
The static molecule in this case is
protein, and the Dynamic one is DNA. Pirsig describes
protein as the ‘chemically dead house for DNA. DNA tells the
static shell what to do and even transforms itself under new
stimuli. Not only is this DNA-protein interchange the
Dynamic-static mechanism for complex human bodies but,
“These two kinds of molecules, working together, are all
there is in some viruses, which are the simplest forms of
life.” (Lila, 176). From this fundamental level, up
through more complex biochemical systems (and beyond),
static and Dynamic mechanisms can be identified. Pirsig
includes the following in his list of static, protective
developments: semi-permeable cell walls, bones, shells,
clothes, houses, rituals, laws, and libraries. Dynamic
functions include the sexual choice rooted in meiosis, the
‘metazoan societies called plants and animals’, symbiosis,
death and regeneration, communication, speculative thought,
and art. (Lila, 176-177). Now evolution, interpreted
in Dynamic-static Quality terms, encompasses biology, but
also inorganic matter and the highest form of human ‘mental’
behavior.
It is fairly easy to come up with
examples of Dynamic attraction followed by static latching
in human experience. In Lila, Pirsig describes a
scenario in which a person falls head-over-heels in love
with a song on the first listen. This song weakened, “...for a moment your existing static patterns in such a way
that the Dynamic Quality all around you shone though. It was
free, without static forms.” (Lila, 142) Through
repeated listening, the feeling of wonder faded until one’s
infatuation with the song passed. It is recognizable as a
good song but the enthusiasm has disappeared. The song has
not changed, but the whole listening experience has. Now the
song-listening-experience is a matter of static
good--patterned, recognizable, communicable. “The second
good, the kind that made you want to recommend it to a
friend, even when you had lost your own enthusiasm for it,
is static quality. Static quality is what you normally
expect.” (Lila, 142) You cannot really ‘expect’
Dynamic Quality, because it is undifferentiated, or
unpatterned, in form--strictly speaking, it is formless. To expect Dynamic Quality is to, expect.
a. surprise, and nothing more. To expect a describable form
of experience is to be dealing in static patterns of
quality.
Another example is this dissertation. I
have been attracted to a subject and to two writers--there
is something agreeable about the undertaking. It started
with a favourable response to a little exposure followed by
some ‘static latching’ achieved through repeated reading.
Now, instead of the excitement of consideration of new
ideas, there is the somewhat different experience of
familiarity. With any luck, this familiarity sets the stage
for new exploration and excitement. Moreover, the
undertaking of the writing after the reading is a different
type of dynamic-to-static evolution. The whole process of
reading and thinking was a matter of pattern building--the
development of patterns that I can use towards several ends
(enjoyment, knowledge, status through the achievement of a
degree). But the actual writing crystallizes the ideas that
earlier existed in much more vague form only. Moreover, as I
progress matters that seemed distant in importance and
clarity come into focus, and the whole thinking-stage is set
for new experiencing. Finally, when I am finished--a thesis
in philosophy is a very static form for these ideas to
take--there will be a new freedom both of time/energy and of
ability. I will have a static foundation for new
Dynamic response. A human life is an evolutionary series of
static patterns and Dynamic lures.
The same notion is buried in everyday
language. The platitude, ‘Familiarity breeds contempt’, can
be construed as a negative portrayal of the response to
Dynamic Quality. What is now familiar was once brand new. To
become familiar, it was probably attractive, resulting in
the situation of spending time with whatever is now
familiar. The contempt is the present lack of Dynamic
Quality, which apparently has not been replaced with static
good (‘quality’ is positive or negative).
Dynamic Quality is energizing, luring,
and undifferentiated. In other words when Pirsig was worried
about violating reality by defining “Quality”, it was
Dynamic Quality he really had in mind. The other factor for
consideration is static quality, which is essentially
unmoving and divided--defined in essence, and definable for
thought.
Pirsig defines an expanded form of the
concept ‘life’ that includes the entire static-Dynamic
process as follows: “All life is a migration of static
patterns of quality toward Dynamic Quality.” (Lila,
167) Looking over the array of phenomena that constitutes
the static world, Pirsig divides static quality into four
systems or levels: inorganic patterns, biological patterns,
social patterns, and intellectual patterns. “If you
construct an encyclopedia of four topics--Inorganic,
Biological, Social and Intellectual--nothing is left out. No
‘thing’, that is. Only Dynamic Quality, which cannot be
described in any encyclopedia, is absent.” (Lila,
179) This arrangement is to be seen as hierarchical and
varied. For example, inorganic ‘standards’ of value are
different from intellectual ‘standards’, meaning that there
are both inorganic ‘goods’ and intellectual ‘goods’, and
they may conflict. However, Dynamic Quality is the
forward/upward lure of evolution and the closer something is
to this goal--the more complex a system is--the more
valuable it is. In times of conflict, intellectual goods are
to be chosen over inorganic goods. Pirsig sees the world as
morality in flux:
Because Quality
is morality, make no mistake about it. They’re identical. And
if Quality is the primary reality of the world then that
means morality is also the primary reality of the world. The
world is primarily a moral order. But it’s a moral order
that neither Rigel nor the posing Victorians had ever, in
their wildest dreams, thought about or heard about. (Lila,
119)
To call the world primarily a ‘moral
order’ means in brief that some things are by nature to be
chosen over others; some behavior is better than other
behavior. As Pirsig cautions here, he is not reheating a
social morality of polite conduct that seems to have little
to do with the world as a whole. This passage occurs during
reflection., on an attack from a fellow boater. The other
sailor, Rigel, pours on a ‘Victorian’ (Pirsig’s analysis)
attack of Phaedrus’ ‘value relativism’, as presented in
ZMM. Much of Lila is clarification of the reality
of value experience as Pirsig understands it. The world is
value in process to him, and presents conflicting but real
types of value.
This division goes a long way toward
solving a potential criticism of the Metaphysics of Quality
i.e., by saying everything is ‘value’, isn’t Pirsig robbing
that term of its current use? ‘Value’ is used to
differentiate and motivate--if everything is ‘value’, then
there is essentially no differentiation, ‘and certainly no
basis for choosing one thing or action over another. W. H.
Leue cites R. M. Millard as leveling this very claim against
Whitehead. Leue chooses to adopt the more careful relation
of existence being the source of value. (Leue 1952, 247-252)
As noted at the beginning of this chapter, something like
this is probably appropriate with the philosophy of Robert
Pirsig. But he certainly tries to stick with the identity
himself, and this over-emphasis may serve the purpose of
changing the way we think about our own value experiences.
By first dividing value into static and Dynamic quality, and
then further dividing static quality into four categories,
Pirsig is both providing a basis for motivation and
differentiation. Instead of something being valuable, and
something else not, things are different levels of the four
categories of static quality. Every experience is a value
experience, although likely not a momentous one. In common
parlance, ‘value’ seems to be used only for the ‘great’
experiences, when even the matter of choosing one glass over
another in the cupboard is really a value choice. Moreover,
Pirsig provides the basis for two types of motivation. There
is the standing ‘surprise’ of Dynamic Quality--we are
predisposed to yearn for novelty in some form or another. And then there is the motivation based on
the differentiation of static quality. Some things are
better than others because of the type of quality they are--they are to be chosen over lesser static values.
The word [value] is
too vague. The ‘value’ that holds a glass of water together
and the ‘value’ that holds a nation together are obviously
not the same thing. Therefore to say that the world is
nothing but value is just confusing, not clarifying.
Now this vagueness
is removed by sorting out values according to levels of
evolution. The value that holds a glass of water together is
an inorganic pattern of value. The value that holds a nation
together is a social pattern of value. They are completely
different from each other because they are at different
evolutionary levels. (Lila, 183)
Obviously, although he has stated that
these levels of static quality are all inclusive of existing
phenomena, he cannot hold them to be isolated from each
other. A glass of water might be explicable completely in
terms of inorganic patterns, but a human involves all of the
levels in one ‘system’. Pirsig is trying to avoid the kind
of reductionism involved in scientific materialism--the
reduction of values to mere interaction of units of ‘stuff’,
for example. But he has presented us with a hierarchy of
patterns of static quality, the lowest of which is
inorganic. He must explain the interaction/interdependence
of these types of patterns without reducing everything to
inorganic patterns. If he does not avoid this type of
reduction, then he is in the same position as the world-view
he is attempting to replace.
In Lila, Pirsig explains the
relationships amongst his four levels by describing an
analogy involving the relationships in a computer between
hardware and software. He divides the computer into four levels
of activity--the circuitry, low-level programming,
high-level programming, and the application. Take the
relationship between the circuitry and the low-level
programming. The circuits of computers (at that time at
least and I assume largely today also) consisted of
‘flip-flops’--circuits which stored a ‘1’ or a ‘0’. This was
the aspect of computer technology about which Pirsig learned
first, and it seemed so important and all-encompassing to
him at the time.
He reports his surprise when he started to work with
programmers:
Even advanced
programmers seldom knew how a flip-flop worked. That was
amazing... If you don’t know how a flip-flop works, what
do you know about computers?
The answer was that
it isn’t necessary for a programmer to learn circuit design.
Neither is it necessary for a hardware technician to learn
programming. The two sets of patterns are independent. (Lila,
180)
Electronic circuits support the programs
of the computer but the programs are not reducible to
electronic pulses. A program is not an expression of
electricity but a system of logical relationships designed
to produce a specific behavior. The program is reducible to
ones and zeros but as such it is functionally useless--one
might describe it as infinitely clumsy. That is why there
are programming languages and applications ‘supported’ by
electricity and ones and zeros--this is a ‘better’, more
flexible form for achieving various ends. Again, these
higher ends are not reducible to their foundations. As an
example of an application, Pirsig cites a novel being
written with a word-processing program: “And what amazed him
most of all was how one could spend all of eternity probing
the electrical patterns of that computer with an
oscilloscope and never find that novel.” (Lila, 182).
A novel can exist in a computer, or on paper and ink, or in
one’s imagination, but it is not reducible to any one of
these supporting patterns.
The types of patterns of static quality
are analogously related. Biological quality is linked to
inorganic quality, but it is not reducible to the lower
level. None of the levels are reducible:
Trying to explain
social moral patterns in terms of inorganic chemistry
patterns is like trying to explain the plot of a
word-processor novel in terms of the computer’s electronics.
You can’t do it. You can see how the
circuits make the novel possible, but they do not provide a
plot for the novel. The novel is its own set of patterns. (Lila,
182)
Analogously, the biological patterns that
are ‘life’ share carbon as an inorganic component. Life is
not reducible to some behavior of carbon, however. The
activities of carbon and the activities of life are
different--carbon bonds with itself or other elements,
while biological life concerns itself with finding nutrition
and reproducing whatever form it has. Society is neither
cells nor electrons, ideas are not created by any of the
three supporting levels. Each level is a different ‘shape’
of quality.
As mentioned earlier in this chapter,
Pirsig relies heavily on explicative efficacy to support his
view of the world. His basis for this approach is
dissatisfaction with the explanatory powers of ‘traditional’
subject-object metaphysics. Not only value matters but other
issues, according to Pirsig, are poorly explained with a
substance based, subject-object metaphysics and Pirsig makes
sure that his Metaphysics of Quality is up to this task.
First, a note about explicative efficacy
is warranted. Even though the utility of a metaphysic--its
application--is important, it probably is not the steadiest
of foundations. In terms of satisfying the ‘pure’
understanding, explicative efficacy is somewhat of an
aesthetic requirement. That is, if the metaphysic can
explain things clearly, simply and more thoroughly than do
other systems, then that is a point in its favour. For example, to explain everything by
saying ‘God wants it that way’ is unsatisfying for a variety
of reasons. For one, the existence of this new entity now
has to be taken up for examination for this line of
explanation to make any sense. Secondly, the number of
entities involved in the explanation has been multiplied.
There is nothing really wrong with this; it is just that the
fewer the entities, the simpler the explanation is, and the
more aesthetically satisfying the explanation. It is the
principle of economy of logical explanation--Occam’s Razor.
Pirsig is, in Whiteheadian terms, pursuing a penetrating
idea. In ZMM, Pirsig started developing this path by
re-interpreting subject-object metaphysics and the first
step was not one of an absolute metaphysics of Quality. “The
world now, according to Phaedrus, was composed of three
things: mind, matter, and Quality... He knew the
metaphysical trinity of subject, object, and Quality would
sooner or later have to be interrelated.” (ZMM,
232-233) He left this trinity alone in his thought until it
just could not be ignored any longer.
Although there’s no
logical objection to a metaphysical trinity, a three-headed
reality; such trinities are not common or popular. The
metaphysician normally seeks either a monism, such as God,
which explains the nature of the world as a manifestation of
one single thing, or he seeks a dualism, such as
mind-matter, which explains it as two things, or he leaves
it as a pluralism, which explains it as a manifestation of
an indefinite number of things. But three is an awkward
number. Right away you want to know, Why three? What’s the
relationship among them?’ (ZMM, 233)
After considering the role of value in
human perception, Pirsig came up with Quality as the source
of subjects and objects--a monism more satisfying than his
original trinity.
The problems that a Metaphysics of
Quality handles better than a subject-object metaphysics
Pirsig calls ‘platypi.’ A duckbilled platypus is an ‘odd’
animal that has hair and suckles its young, yet also has a
beak and lays eggs. Such physical behavior flies in the face
of the way biology was/is divided under a certain view of
species and genera. Here was a world view, designed to
facilitate insight into the world around us, but it could
not handle all of the phenomena. The result, in this case,
was the unsatisfying (because comprehension becomes clumsier
with new additions) invention of a new order, ‘monotremata’
(Lila, 124), with only two members. The platypus was
merely going about its business--it certainly did not intend
to create a problem. By dividing the world up in that
specific way, the world-view created the problem of the
platypus. For a subject-object metaphysics, value has been a
traditional platypus--something experienced, yet something
that does not fit comfortably into that scheme of things.
And Quality isn’t
the only such platypus. Subject-object metaphysics is
characterized by herds of huge, dominating, monster platypi.
The problems of free-will versus determinism, of the
relation of mind to matter, of the discontinuity of matter
at the sub atomic level, of the apparent purposelessness of
the universe and the life within it are all monster platypi
created by the subject object metaphysics. (Lila, 125)
One important platypus Pirsig claims to
handle is ‘substance’. Substance, in brief, is whatever
there is holding our sense data together as objects.
Describing objects in terms of their properties e.g., colours, smells, measurements) seems to exhaust what we can
find out about these objects, yet they seem more
‘substantial’ than these properties. Moreover, there does
not seem to be any reason for these properties to ‘stick’
together. Substance has been posited as the solution. It is
the foundation of things. The problem is, substance is an
entity invented for explanatory purposes. You cannot see it
or measure it in any way--it comes about as a result of
postulating the deficient reality of the data of sensation.
How can the information I see, touch, etc., hold together in
such a unified object? There must be something holding them
all there--substance!
Pirsig cites a couple of problems with
substance. First, as John Locke noted, if you try to think
of substance without any properties, you cannot do it to
postulate substance ‘beneath’ properties is to propose a
metaphysical glue of nothingness. (Lila, 127)
Secondly, quantum physics throws a more ‘substantial’
spanner in the works. Sub-atomic particles, which are
assumed to be the physical foundation of everything there
is, appear and disappear in the bundles called ‘quanta’.
“These bundles are not continuous in time, yet an essential,
defined characteristic of ‘substance’ is that it is
continuous in time.” (Lila, 128) Sub-atomic particles
are not substance. But, to date scientifically, they are the
foundation of the physical world. But there still is order
instead of chaos, and the sub-atomic particles do not seem
to explain that as well as substance was designed to.
Substance is a problem concept--a platypus, created by a
system of thinking.
Pirsig’s solution is a matter of
conceptual replacement:
Strike out the word
‘substance’ wherever it appears and substitute the
expression ‘stable inorganic pattern of value’... The
difference is linguistic. It doesn’t make a whit of
difference in the laboratory which term is used. No dials
change their readings. The observed laboratory data are
exactly the same. (Lila, 128)
Pirsig is relying on part of the meaning
of the word ‘value’ to carry this replacement. When humans
choose something, they can be said to ‘value’ that object or
activity. Things that are chosen repetitively can be deemed
to be of great value. Interpreting ‘value’ metaphysically
involves re-interpreting this repetition also. Something
staying the same--a glass of water, for example--is to be
seen as a more valuable state than chaos. The world has
evolved so that these valuable states exist--they have been
metaphysically chosen in the Dynamic-static quality process.
If one accepts this conceptual
replacement, Pirsig thinks one gets a monumental realignment
of the humanities and sciences. Value has been reintroduced
into science, and the humanities have gained new relevance
in terms of ‘reality’ of data examined. One problem area of
particular interest to Pirsig is anthropology. Much of the
earlier part of Lila is an analysis of anthropology
as a field of inquiry--a work in meta-anthropology, I
suppose--stemming from Pirsig’s unhappiness with the
discipline. In brief, he thinks it fails as a revealing
science: the findings of anthropologists do not enhance our
understanding of ourselves. Anthropology studies human
cultures, which would seem to be value-laden systems.
However, anthropologists go about their business
scientifically, and a substance-centric science cannot allow
values in to ‘cloud’ the ‘objective’ data. The result is a
great deal of statistical data about specific people in
specific places and a monumental lack of insight into
cultures which have recognizable values.
But if science is a study of stable
patterns of value, then cultural anthropology becomes a
supremely scientific field. A culture can be defined as a
network of social patterns of value. As the Values Project
anthropologist Kluckhohn had said, patterns of value are the
essence of what an anthropologist studies. (Lila, 129)
Linked to the substance platypus is the
problem of scientific reality. This is a platypus Pirsig
draws from Henri Poincaré, a historical figure whom Pirsig
holds in high regard. Poincaré wondered if it was acceptable
that the reality that scientists were ‘revealing’ was
something for specialists only--no child, and many less
specialized people, could ever be expected to understand
reality in the terms the scientists used to explain
phenomena. The highly complex mathematical background
necessary to understand the world ‘revealed’ by scientists
is something held by very few people. Pirsig notes that one
broad conception of insanity is ‘failing to understand
reality’. “By this criterion shouldn’t all but a handful of
the world’s most advanced physicists be locked up for life?”
(Lila, 126) Moreover, there is a hint of a further
danger. There is a slight risk that, when absorbed in
complex descriptions of reality, the world of common
experience will be forgotten. Yet this everyday aspect of
our existence is the most real, the least abstract, to us.
Surely it is this aspect of our lives that we wish to enrich
by investigating the world. Treating explanations as more
real than the rest of our lives is a slight to everyday
experience. The point is that people are real and
they participate in complex, real activities every day.
Insight into reality might be expected to throw light on the
everyday activities of all sorts of people. Science, as this
kind of insight, fails completely. Pirsig’s Metaphysics of
Quality replaces mathematical reality with the common value
experience and separates the descriptions of reality and the
real patterns themselves. “Reality, which is value, is
understood by every infant. It is a universal starting place
of experience that everyone is confronted with all the
time.” (Lila, 126)
CHAPTER III
Comparison and Contrast of the
Metaphysics of Process and the
Metaphysics of Quality
The first two chapters of this essay
presented the metaphysics and theories of value of Whitehead
and Pirsig respectively. This chapter is the beginning of an
examination of the similarities and difference between the
two world-views, as well as of a more pointed consideration
of value matters themselves.
Three topics are to be brought forward
for examination. The first is an outright similarity and the
third is an unmistakable difference. The second matter,
however, seems at first to be an issue of difference between
the thinkers but closer examination will, I think, betray a
more subtle similarity between the theories. The topics are: 1) the importance of ‘process’ to both theories,
2) the differences in the analysis of final cause between
the writers, and 3) the differences in conceptions of
standards of value.
1) The Importance of Process
In large part, Pirsig and Whitehead were
attempting the same task when they undertook their
philosophical writings: they were trying to expand a
prevailing world-view to accommodate more data in a
satisfactory way. For Whitehead, ‘scientific materialism’
was the enemy--the conception of the world as fundamentally
consisting of ‘dead’ matter, inert and intrinsically
valueless. Pirsig’s opponent is ‘subject object metaphysics’--the
idea that the world can be exhaustively described in tens of
hard unquestionable data on one side, and unreliable,
personal experience on the other.
Value, of course, is taken to be on the subjective side of
the division, relegating it to the ‘unreal’ and therefore
‘unimportant’ slice of the description of the world.
An interesting point results. The two
writers started from slightly different perspectives.
Whitehead was unhappy with a scientific description of
reality, and he started by trying to describe reality in a
new, more satisfying manner. Pirsig started by noting value
differences, became more involved in trying to solve value
problems and then came to describe the world in value terms.
In brief, Whitehead thought that the world could better be
described as being founded in events of experience; the
universe fundamentally experiences itself. This creative
activity incorporated the human experience, value-laden as
it is, nicely. Pirsig, wrapped up in examining
value-differences, eventually arrived at the idea of a
universe in process. It is important to note that it is in
Lila, Pirsig’s second book, that he is really clear
about value-as-an-activity. In ZMM, value is discussed
almost exclusively in terms of human experience; process
terms creep in, rather than being employed with explicit
purpose. It is this analysis of human value experience that
leads to the conception of the universe as consisting
fundamentally of value experiences.
The most important aspect of this
similarity between Whitehead and Pirsig is the effect on the
meaning of the word ‘value’ (or ‘quality’, or whatever
synonym) Whitehead starts with process and reaches value;
Pirsig starts with value and reaches process. The terms, in
explication, require each other (this will be expanded upon
in Chapter V). Whitehead’s process is motivated by value: “The generic aim of process is the
attainment of importance.” (MT, 16). For Pirsig to
accommodate value differences, first he must make value,
fundamental to reality and then he must make it
evolutionary. The static patterns of value evolve by
limiting Dynamic Quality. Pirsig reluctance in ZMM to
define quality is his wrestling with value’s Dynamic nature.
Once he recognizes its status as a process, as opposed to
some static absolute, he can dig a little deeper and say
something about the world. This is what makes Lila
the more important book; ZMM now stands as an
existential, epistemological treatise on dealing with the
world as a response to Dynamic Quality.
2) Difference in analysis of Notion of
Final Cause
Process is change. Even in those
macroscopic objects that apparently remain the same from
moment to moment, or for years at a time, there is process.
Whitehead describes these objects as being societies of form
continually renewed by waves of pulsing actuality. Each wave
chooses to renew the forms of its historic environment.
Pirsig sees stasis as an island or plateau in the sea of
Dynamic Quality. Patterns have taken shape and they will
hold for a while; then Dynamic Quality will beckon, so to
speak, and these patterns will be given up for new shapings
of Dynamic Quality.
Both Whitehead and Pirsig place great
stock in the notion of final cause.
On the surface, however, they seem to differ greatly on the
details involved. Briefly put, Whitehead seems to describe
the process of an occasion as motivated by specific final
causes, e.g., the choosing of specific eternal objects for
actualization Pirsig, on the other hand, seems to describe
fundamental process as moving from definition into lack of
definition The movement from static quality to Dynamic
Quality is a response to an undifferentiated lure. Obviously,
both descriptions cannot be accurate.
The problem lies in taking too simplistic
a view of the philosophies of Whitehead and Pirsig. A clue
to a solution can be found, on Whitehead’s side, by
examining the internal process of occasions. It was noted in
Chapter I that an occasion moves from the physical
prehensions of its history to a new individuality either by
repeating data or by actualizing a proposition. The mere
repetition of data is rightly termed ‘blind’ data is
received, valued up or down in feeling, and process rolls
along:
In general,
consciousness is negligible, and even the approach to it in
vivid propositional feelings has failed to attain
importance. Blind physical purposes reign. It is now obvious
that blind prehensions, physical and mental, are the
ultimate bricks of the physical universe. They are bound
together within each actuality by the subjective unity of
aim which governs their allied genesis and their final
concrescence. (PR, 308)
Propositions arise in a phase
supplemental to this repetitive activity. The word
‘proposition’ is greatly misleading. The type of
propositions we tend to think of (e.g., ‘The cat is black’, ‘All
men are mortal’) are merely the linguistic species of the
genus, ‘proposition’. In Whiteheadian terms, a proposition
is a feeling of the possibility of a certain actuality being
in a specific way--a relation between the actual world of
process and the potential world of the eternal objects. He
describes the propositions as being ‘lures for feeling.’
Feeling does not necessarily involve verbal form--in fact,
it rarely involves it at all. Rather, the propositions are
felt as potential ways of being for specific occasions. The
experience of a proposition is a feeling of lack of
definiteness. Propositions arise out of a combination of the
blind reception of past data with omnipresent potentiality.
The realization of a proposition involves definite forms but
the initial lure is a somewhat blind impulse towards
novelty. Propositional feelings are only the beginning of a
rise out of the blind feeling of past and future, a residue
of blind feelings remains. There is thus an element of an
undifferentiated lure within the philosophy of Alfred North
Whitehead.
On Pirsig’s side, the idea of a
completely general, undifferentiated, standing lure for
process must be eliminated. I have already introduced the
passage from Lila in which Pirsig describes the
softening of static patterns and the response to Dynamic
Quality through the example of being stricken by a new song.
This is an example with which I, and I imagine most people,
can empathize because they have had such experiences. A song
strikes one, immediately, as wonderful. Now, no song I have
ever heard and been stricken by has been unlike anything I
have ever experienced. More than likely, such a song
involves instruments I am familiar with, perhaps musicians I
admire and quite possibly formal elements, such as key and
chord changes, that are involved in other pieces I already
admire. There is certainly something ‘new’ in such an
experience, something to which I respond, but the Dynamic
lure is not entirely, radically undifferentiated. I am
placed, by my history, in a position to respond to whatever
novelty is present in this experience. The novelty relies on
my static patterns for its effectiveness. Understanding this
is to comprehend a point Pirsig works out all through
Lila there is no novelty without familiarity, no
dynamis without stasis.
Once again, Whitehead and Pirsig’s
descriptions reach a crossroads of agreement. The positing
and fulfilling of goals is an intrinsic function of value
process. Such a function is an interplay of familiarity and
novelty, of history and future, of form and lack of
differentiation What appears to be a difference of opinion
turns out to conceal a subtle point about the nature of
quality.
3) Difference in Conceptions of
Standards of Value
The previous discussion helps to resolve
an apparent difference between Pirsig and Whitehead at the
level of Whitehead’s occasions, but in another way only
highlights another difference between the two philosophies.
Whitehead provides a differentiated potentiality to which
the realm of actuality has access at least once. Pirsig does
not describe any such reservoir of forms. Now, inasmuch as
both can be understood as describing the present
value-experience as drawing on the relevant past for data,
and allowing for differentiation within Pirsig’s scheme and
blindness within Whitehead’s, the two value-theories are
compatible. The difference in conceptions of ultimate
potentiality remains. This becomes important because
Whitehead seems to want this reservoir of eternal objects to
be some kind of standard for value realization.
Restriction is the
price of value. There cannot be value without antecedent
standards of value, to discriminate the acceptance or
rejection of what is before the envisaging mode of activity.
Thus there is an antecedent limitation among values,
introducing contraries, grades, and oppositions. (SMW,
178)
By ‘standard’, I mean, and I think
Whitehead also means, something that reality or each
individual reality refers to or depends upon for value, or
for making value obvious. A standard here cannot mean an
actual value by which things are compared. The standard in
question is the primordial nature of god, which is not
actual. This functions as a standard not by being a fixed
value but by providing a yardstick for measuring different
aspects of the process of occasions. In discussions of
disagreements of value, people often argue by asking, “By
what standard?” There seems to be a need, be it innate or a
cultural predisposition, for some kind of measuring stick to
evaluate things and events. Since Pirsig provides no similar
reservoir, he provides no such ‘external’ standard either.
I addressed the matter of Whitehead’s
external standard in Chapter I and I want to return to that
issue here. The notion of an external standard of value has
to be qualified carefully so as not to be misunderstood. Firstly, the primordial nature of god is
deficient in actuality. To be actual is to be a definite
shape of value. Thus, the realm of eternal objects is not
valuable in itself. Just as the eternal objects must be
realized in the world of ‘occasional’ process to partake of
actuality, they must also be value-activated in the actual
world. In themselves, they are devoid of value and
actuality. It is rather like the perspective of the angels
in Wim Wenders’ film, Wings of Desire. The angels can
see the world in a way, but their experience is flat,
filmed in black and white--merely conceptual. They are not
really feeling the world as a interplay of individual
value-actualities. When one angel crosses over and becomes
an actual human, the world is real and value-charged--and
now filmed in colour.
The realm of eternal objects is a
standard for value-realization in two ways--it is a standard
of detail of form, and a standard of range of
finitude/infinitude. Firstly, Whitehead describes the
aesthetic success of actualization in terms of contrast and
variety. The greater the contrast of feelings realized, the
deeper is the ‘importance’ of the occasion. The
possibilities for feeling, for contrast, and for realization
are the eternal objects. The depth of contrast in an actual
occasion can be measured against the wider array in the
primordial nature of god. The array of eternal objects is a
standard by being the measuring stick of variety and
contrast, and inasmuch as variety of eternal objects and
constructive contrast of feelings are tied to value, the
realm of eternal objects is a standard of value. It is not a
value charged standard--it is not a matter of the value of
an occasion not measuring up to the value of the primordial
nature of god. Rather, it is a standard by ‘standing’ as a
reservoir of possibilities of greater contrast of
feeling--there is always more that can be tapped in feeling.
Secondly, the primordial nature of god is
a standard of value in another sense that reveals something
more about the nature of value itself. “Importance [value] is primarily monistic
in its reference to the universe. Importance, limited to a
finite individual occasion, ceases to be important. In some
sense or other, Importance is derived from the immanence of
infinitude in the finite.” (MT, 28) Later in the same
book, Whitehead adds,
Thus the forms are
essentially referent beyond themselves. It is mere fantasy
to impute to them any ‘absolute reality which is devoid of
implications beyond itself. The realm of forms is the realm
of potentiality, and the very notion of ‘potentiality’ has
an external meaning. It refers to life and motion. It refers
to inclusion and exclusion. It refers to hope, fear, and
intention. Phrasing this statement more generally--it refers
to appetition. It refers to the development of actuality,
which realizes form and is yet more than form. It refers to
past, present and future... Actuality is the exemplification
of Potentiality, and Potentiality is the characterization of
Actuality, either in fact or in concept. (MT, 95-96)
The realm of the forms, referent to
actuality in process, is the realm of infinitude. When an
actual occasion shapes itself into a unified value, it
limits potentiality--it excludes some forms. And yet, since
each occasion draws from the reservoir of internally related
eternal objects, each individual actual value occasion is
also referent beyond itself. This is ‘the immanence of
infinitude in the finite’. Even though actuality depends on
limitation of form, in order to ensure individuality, value
is ‘open’--never closed. No individual is ‘merely’ that
individual, in form or in value. Each individual occasion is
a perspective of the entire world of forms, and is charged
with infinitude of that realm. Thus, by being the infinitude
immanent in finite occasions, the primordial nature of god
is an external standard of value; reality depends upon the
eternal objects for this openness within limitation.
This openness, this immanence of the
infinite in the finite, is analogous to Pirsig’s
undifferentiated Dynamic Quality. Pirsig stresses that the
things we experience are static patterns of value, derived
from Dynamic Quality. The more Dynamic something is--that
is, the more open to possibilities of realizations of new
value patterns--then the higher is the quality of that
individual object. For Pirsig, Dynamic Quality stands as the
vague, over-arching standard of value. The more flexible the
patterns of value of an individual are, then the more
value-charged is the existence of those patterns.
Within the realm of static quality, there
are derivative standards, each subservient to the Dynamic
standard. Each of the four types of static quality is a
standard for measurement of value:
What the
evolutionary structure of the Metaphysics of Quality shows
is that there is not just one moral system. There are many.
In the Metaphysics of Quality there’s the morality called
the ‘laws of nature’, by which inorganic patterns triumph
over chaos; there is a morality called the ‘law of the
jungle’ where biology triumphs over the inorganic forces of
starvation and death; there’s a morality where social
patterns triumph over biology, ‘the law’; and there is an
intellectual morality, which is still struggling in its
attempts to control society. Each of these sets is no more
related to the other than novels are to flip-flops. (Lila,
189)
Strictly speaking, biology is more
evolved quality than the inorganic patterns, and this means
biological ‘choices’ are more ‘right’ than inorganic ones,
whenever the two clash. There is a ‘right’ biological choice
on the biological scale, and a ‘right’ inorganic choice on
its respective scale, and the ‘more right’ choice is the
more Dynamic one. Society is more evolved than biology and
the intellect is higher than society. Evolutionary
investment is a major factor in the relations between the
types of value. And yet, each can respond to Dynamic Quality
itself. Although biology was a Dynamic development of
inorganic static patterns of quality, it is possible,
although highly unlikely, for there to be a new Dynamic
development of inorganic quality. I say this is unlikely
because of the existence of three other static types of
value patterns ‘above’ the inorganic level. Dynamic
developments are most likely to come from the intellectual
level, then the social, then the biological.
Dynamic Quality, it must be
remembered, plays the role that differentiated potentiality
plays in Whitehead’s cosmology. It is the source of new
patterns of actuality. Whitehead’s eternal objects are deficient
in actuality, and Whitehead cannot point out the primordial
nature of god. His argument involves a logico-metaphysical
necessity he feels to be in the nature of things. About god,
Whitehead writes, “We require God as the
Principle of Concretion. This position can be substantiated
only by the discussion of the general implication of the
course of actual occasions--that is to say, the process of
realization.” (SMW, 174) [my emphasis] Also,
According to this
argument the fact that there is a process of actual
occasions, and the fact that the occasions are the emergence
of values which require such limitation, both require
that the course of events should have developed amid an
antecedent limitation composed of conditions,
particularisation, and standards of value. (SMW, 178)
[my emphasis]
Whitehead thinks that his description of
the world requires certain principles. Pirsig’s Dynamic Quality is
only vaguely felt and responded to--its reality is not
demonstrable, whereas (arguably) static patterns of quality
are. However, Pirsig is pointing, to some sort of empirical
evidence--the feeling of the softening of static patterns
that issues in new value situations. Whitehead, however, is relying on his
rationalistic faith in the explicative sufficiency of his
model. When he does point out some sort of evidence, such as
direct intuitive experience of infinitude by humans, it is
the same sort of evidence Pirsig points to--a felt openness. This means that despite the complete
difference of opinion on the nature of potentiality and of
standards of value, Pirsig and Whitehead largely agree on
the experience of potentiality and the experience of issuing
in new patterns of actuality.
I would like to refer again to the
element of ‘blindness’ I introduced in the previous section.
In his book, A Whiteheadian Aesthetic, Donald
Sherburne comments on this same point. He points out that,
“In the case of a proposition the unqualified generality of
a conceptual feeling is qualified by relevance, but by
relevance to a bare logical subject, not to an actuality”.
(1961, 132) In a footnote on the same page he adds that it
is a proposition’s “...retention of indefiniteness which
serves as a lure for conscious feelings.” Even for
Whitehead, the experience of the external standard of value is a
somewhat blindly felt event--and if it issues in genuine
novelty, then it is certainly not inaccurate to describe the
moment as ‘Dynamic’ (although, I suppose all Whiteheadian
moments are ‘Dynamic’ in process terms).
In spite of general agreement on the
existential experience of value in process, it is the matter
of the nature of potentiality which, I think, most divides
Whitehead and Pirsig. More subtle examination of this issue
will either unite the philosophies or elevate one in degree
of truth above the other.
CHAPTER IV
Scientific Materialism, Classic•
Formalism, Subject-Object Metaphysics, and Value
In both of his books, Pirsig asserts that
he is attempting to effect a paradigm shift--a major task to
undertake! Whitehead is attempting the same thing without
being so bold. Commentators have said it of him, and John
Cobb in 1964 used the ten ‘postmodern to describe the
result. In their respective re-interpretations of quality
and matter of fact, Pirsig and Whitehead are consciously
attacking ‘prevailing’ views of the nature of the world. I
qualify ‘prevailing’ because many people, even in the time
of Whitehead, would deny holding such views. Consequently,
Whitehead occasionally characterizes these positions as
subconscious tendencies or assumptions people take up
without realizing just what they are doing. These
world-views are not just opinions about reality. Rather,
they have become, more or less, built-in assumptions about
the nature of the world through which ‘we’, in general,
filter our experience. ‘We’ deny holding them because they
go unexamined, working as presupposed structures to our
experience rather than as constructions from our experience.
The positions that Whitehead and Pirsig
are trying to breach are a collection of assumptions about
the world that may be roughly classified as philosophico-scientific
positions. Their roots are most easily traced back to
Descartes and Newton. With this historical fact in mind, it
is important to notice two things. Firstly, the taking up of
these positions has taught people an immense amount about
the world and they are not to be repudiated as evil and
misguided. Rather, they were natural, and perhaps necessary
steps to take in the development of human thought. Secondly,
it is inaccurate to dismiss these notions as wrong. They are
structures of thought about the world, which means they are
abstractions. So long as one keeps the degree of abstraction
involved in mind, error can be avoided. It is unguarded
employment of these assumptions which leads to error. This
is the problem that Whitehead and Pirsig are addressing.
Whitehead is proposing an analysis of reality at a more
concrete level than the scientific paradigms that preceded
him. Pirsig sees himself as developing a more adequate
explicative framework than the subject-object metaphysics he
is trying to dislodge. It is the omissions of these systems
they are addressing, after the positive elements have been
admitted.
Whitehead calls the position he is
replacing ‘scientific materialism’. It is the chief target
in his first major philosophical work, SMW. Within
the first chapter, he characterizes the world-view
succinctly.
There persists,
however, throughout the whole period [of the development of
modern science] the fixed scientific cosmology which
presupposes the ultimate fact of an irreducible brute
matter, or material, spread throughout space in a flux of
configurations. In itself such a material is senseless,
valueless, purposeless. It just does what it does do,
following a fixed routine imposed by external relations
which do not spring from the nature of its being. It is this
assumption that I call ‘scientific materialism’. (SMW,
17)
The consequences of the assuming of this
view, as has been noted, are both fortunate and unfortunate.
A great deal has been learned, but much has been ignored or
even viciously slighted. In the final chapter of SMW,
Whitehead alludes to the basic problems.
The independence
ascribed to bodily substances carried them away from the
realm of values altogether. They degenerated into a
mechanism entirely valueless, except as suggestive of an
external ingenuity... The doctrine of minds, as
independent substances, leads directly not merely to private
worlds of experience, but also to private worlds of morals... Also the assumption
of the bare valuelessness of mere matter led to a lack of
reverence in the treatment of natural or artistic beauty. (SMW,
195-196)
Scientific materialism, and the assertion
of the independence of the ‘types’ of matter that seems to
be part of this view of the nature of things, cannot deal
with value. This seems to be a minor problem if one is
describing the movement of the planets or the constituents
of a cell, but when the same scientific perspective is
turned on human activity, much is mistreated. Human activity
is value charged and to deny this fact is at best
short-sighted, and at worst absurd.
Robert Pirsig, seventy years after
Whitehead wrote SMW is still attacking scientific
materialism. This is why I feel fairly safe in
characterizing such a view as ‘prevailing’--it is still up
for discussion, even though contemporary physics has moved
away from a matter based cosmology. In ZMM, Pirsig
provides his own description of scientific materialism.
Scientific
materialism, which is commoner among lay followers of
science than among scientists themselves, holds that what is
composed of matter or energy and is measurable by the
instruments of science is real. Anything else is unreal, or
at least of no importance. (ZMM, 228)
The statement about ‘lay followers of
science’ is important to note. In 1993, I attended a lecture
about one philosopher’s attempt to expand reason to include
an aesthetic or ‘lyric’ element (Dr. Jan Zwicky, ‘Lyric
Philosophy: An Introduction’, Saint Thomas University,
November 8, 1993). One question, posed by a ‘lay follower of
science’, directed to the speaker after the lecture involved
a stated assumption that everyone agreed reasoning was
reducible to bio-chemical reactions or physical events--in
other words, a reduction of mental experience to matter. The
questioner seemed rather surprised when the speaker denied
that ‘everyone’ assumed that mental events were reducible to
physical ones. Mental events are certainly value-charged,
meaning that the questioner’s assumption involved either a
reduction of value to mere matter, or a dismissal of value
matters entirely. This is to be contrasted with the writings
of a contemporary scientist, Ilya Prigogine.
Prigogine,
discussing the evolution of ‘populations’ in his book,
Order Out Of Chaos describes organisms as being more
biologically ‘valuable’ if they represent a large biological
investment. The type of individuals that are the most
valuable to date are those which are most flexible--they can
learn well from experience and store memories. The
biological downside of the development of these abilities
has been the necessity of a longer period of individual
maturation than less ‘valuable’ organisms. To counter this
extended period of vulnerability, there has been the
development of complex groups--families and societies. The
social structures that are developed are not experienced
merely biologically--they are not reducible completely to
cell functions or chemical reactions. Many people would cite
their own experience as evidence of the particular type of
‘meaning’, or value of such structures. Having biological
origin is not identical to being exhaustively biological in
nature. Although the world view Whitehead and Pirsig are
countering is apparently scientific in nature, it is not
necessarily held by all scientists, nor is it necessarily
representative of the current state of science. Rather, it
is a historically engendered tendency that traditionally has
been regarded as scientific.
Besides scientific materialism, Pirsig
sets up another aspect of the philosophico-scientific
cosmology to be resisted. He names this ‘classic formalism’,
which insists that what isn’t understood intellectually
isn’t understood at all. Quality in this case is unimportant
because it’s an emotional understanding unaccompanied by the
intellectual elements of reason’ (ZMM, 228).
Both ‘scientific materialism’ and
‘classic formalism’ are, for Pirsig, symptomatic of a
greater (i.e., more fundamental) problem--the assumption of
a subject-object metaphysics. Briefly put, a subject-object
metaphysics divides the world primarily into two kinds of
entities--the objects, typically taken to be reliable,
empirically verifiable, measurable entities, and subjects,
which are seen as mysterious, unreliable, ethereal entities.
Under this interpretation, subjects are not ‘obviously’ real
as objects are, and so subjective matters are not to be
trusted. Value matters are ‘subjective’--unreliable. The
trajectory of a particle is so reliable that, from basic
measurements of position and velocity, both its history and
future can be, theoretically, extrapolated. Thus, within
this manifestation of a subject-object metaphysics, the
movement of particles is real and ‘important’ for study,
even though we seem to have little direct, personal
experience of them, and value matters, which we experience
every moment, are not seen a reliably real and are not to be
scientifically treated. The assumption is that once the
objects in the world are completely understood, the nature
of subjective experiences will be obvious also, or will have
been explained away.
Although this first interpretation of
subject-object metaphysics is the more important one in this
study of Whitehead and Pirsig, there is another side which
they also reject. It is the converse of the first scheme:
the objects are doubted, and the existence of one subject,
the experiencer, is the only certainty. Again, this is a
counter-intuitive position to take. Both Pirsig and
Whitehead object to the reductions that apparently occur
under subject-object metaphysics; their systems are attempts
to incorporate more data, not less. To illustrate Whitehead’s and Pirsig’s
objections to this philosophico-scientific cosmology, I will
present two arguments from each of them. Since they are
objecting to assumptions based on what there is to
experience in the world, these arguments are
meta-epistemological in nature. They constitute a
re-interpretation of experience, human and otherwise, and
the evidence therein presented.
Whitehead
1) Top-Down Explanation: In The Function of
Reason [FR],
Whitehead chastises modern science for explicit and
deliberate rejection of evidence that is contrary to its
assumptions about the nature of the world. Under the
matter-based cosmology developed over approximately four
centuries, everything was supposedly explicable in terms of
particles bumping into each other. Efficient causation is
the only variety of causation at work in the universe if
science is correct. Whitehead thinks this assumption is
obviously in error and involves the crudest variety of
scientific crime possible--the deliberate rejection of
evidence contrary to a hypothesis.
Whitehead’s presentation of his objection
is brief, condemning, and devastating. He starts on a note
of exasperated incredulity:
The point to which
I wish to draw attention is the mass of evidence lying
outside the physiological method which is simply ignored in
the prevalent scientific doctrine. The conduct of human
affairs is entirely dominated by our recognition of
foresight determining purpose, and purpose issuing in
conduct... The evidence
is so overwhelming, the belief so unquestioning, the
evidence of language so decisive, that it is difficult to
know where to begin in demonstrating it. (FR, 13)
It is the existence of purpose, or final
causation, to which Whitehead is pointing in particular.
Science, at the time, and philosophico-scientific
assumptions still held today, deny the existence of
teleology. Evidence to the contrary is easy to produce and
difficult to miss. Whitehead points to his own current
activities as an example: “As I write this lecture, I intend
to deliver it in Princeton University. Cut out the notion of
final causation, and this ‘intention’ is without meaning” (FR,
13). Likewise, I intend to submit these pages as part of my
thesis, which is a degree requirement of the program I have
chosen in the development of a certain career path I picked
several years ago. ‘Small’ purposes reside within more
far-reaching ones, permeating every moment of human
existence. Somewhat cheekily, Whitehead points out the
efforts of the very scientists he is chastising:
Many a scientist
has patiently designed experiments for the purpose of
substantiating his belief that animal operations are
motivated by no purposes. He perhaps has spent his spare
time in writing articles to prove that human beings are as
other animals so that “purpose” is a category irrelevant for
the explanation of their bodily activities, his own
activities included. Scientists animated by the purpose of
proving that they are purposeless constitute an interesting
subject for study. (FR, 16)
The important thing to note about human
purposes is that we conduct them through the instrument of
our bodies. Yet a body is a physical/biological
structure, the activities of which are supposedly
exhaustively explicable in terms of the activities of bits
of inanimate matter. So, the objection that the ‘scientific’
assumption of the non-existence of final cause is not really
meant to apply to human activity (FR, 14) just does
not hold water. Human activity takes place in the physical
realm--purpose obviously and commonly affects the activity
of matter. In Whitehead’s words, “There is clear evidence
that certain operations of certain animal bodies depend upon
the foresight of an end and the purpose to attain it.” (FR,
16)
Once this evidence has been admitted,
there is another step to be taken. The ‘typical’ tendency
would be to assert that final cause as experienced by humans
must be reducible to the interaction of bits of matter, no
matter what our experiences might be. Whitehead explicitly
denies this as the only or necessary step to take:
Again we are told
that we should look at the matter historically. Mankind has
gradually developed from the lowliest forms of life, and
must therefore be explained in tens applicable to all such
forms. But why construe the later forms by analogy to the
earlier forms? Why not reverse the process? It would seem to
be more sensible, more truly empirical, to allow each living
species to make its own contribution to the demonstration of
factors inherent in living things. (FR, 15)
It is this top-down route of explanation,
as opposed to traditional bottom-up approaches, that
Whitehead takes in his interpretation of matter-of-fact in
process. At the macroscopic level of existence, purpose
dictates some activity; taking the top-down approach,
purpose must be present in reality at its fundamental level.
It is re-interpretation of reality in terms of experience
and purpose that constitutes Whitehead’s contribution to
science, metaphysics, and the understanding of value, and it
leads nicely to the second argument of Whitehead that I wish
to present.
2) Re-interpretation of Brute
Matter-of-Fact involving Perception and Purpose: Whitehead,
in accordance with his idea of top-down explanation of the
world, interprets reality as being fundamentally a process
of experience. This means that actualities exist through
their experiences. Thus, “the organic philosophy interprets
experience as meaning the ‘self-enjoyment of being one among
many, and of being one arising out of the composition of
many” (PR,145), and “The process of experiencing is
constituted by the reception of entities, whose being is
antecedent to that process, into the complex fact which is
that process itself.” (AI, 178) Not all actualities
experience equally, however; there are grades of experience
that involve slightly different treatments of the
experienced data.
The most primitive type of experience
involves ‘reception’ of data, as opposed to ‘perception’,
which occurs in higher occasions (PR, 113). Mere
reception implies that the occasion, in its self-deciding
process, merely repeats what it experiences. There is no
emphasis, no novel content introduced through the later
phases of concrescence.
The simplest grade
of actual occasions must be conceived as experiencing a few
sensa, with the minimum of patterned contrast. The sensa are
then experienced emotionally, and constitute the specific
feelings whose intensities sum up into the unity of
satisfaction. In such occasions the process is deficient in
its highest phases; the process is the slave to the datum.
There is the individualizing phase of conformal feeling, but
the originative phase of supplementary and conceptual
feelings are negligible. (PR, 115)
Even though this process is unoriginative,
the occasion still ‘decides’ itself--it moves from a welter
of data to a satisfaction of feeling. Thus, primitive
occasions and complex occasions ‘experience’ similarly, but
higher occasions handle the data in different ways. The
unoriginative response to data is efficient causation at
work (PR, 117); any higher occasions involve
increasingly more significant degrees of teleology.
In higher occasions, experience becomes
perception and ‘perception’ as such takes the primary form
of consciousness of the past data responsible for the
present moment of experience. This is a very fine line drawn
between primitive organisms and slightly higher grades of
occasions. In fact, Whitehead wavers slightly about whether
there are any organisms that merely receive, without this
slight grade of perception. In PR, he explicitly
states that there is a difference. The primitive organisms
have already been introduced as mere repeaters; slightly
more aware occasions undergo ‘experience in the mode of
causal efficacy’:
Perception in its
primary form is consciousness [my emphasis] of the
causal efficacy of the external world by reason of which the
percipient is a concrescence from a definitely constituted
datum. The vector character of the datum is this causal
efficacy.
Thus perception, in
this primary sense, is perception of the settled world in
the past as constituted by its feeling-tones, and as
efficacious by reason of those feeling tones. Perception, in
this sense of the term, will be called ‘perception in the
mode of causal efficacy.’ (PR, 120)
However, in Symbolism: Its Meaning and
Effect [SYM] he makes a slightly different claim:
“I shall argue on the assumption that sense-perception is
mainly a characteristic of more advanced organisms; whereas
all organisms have experience of causal efficacy whereby
their functioning is conditioned by their environment” (SYM,
5). The experience of causal efficacy is different from the
consciousness of such causal efficacy, although the
difference in organisms is, in effect, negligible. All
organisms are conditioned by their environment.
There is another mode of pure perception
characterizing only higher grade organisms, this time
involving the present as opposed to the past. It must be
remembered that occasions cannot experience contemporary
occasions: the past is the only data available for
experience. Thus, the present mode of perception cannot be a
reception of data. Rather, it is a projection. Consciousness
is filled with information from the mode of causal efficacy
and emphasis illuminates various regions with this
antecedent data.
One type [experience] is the familiar immediate presentation of the
contemporary world, by means of our projection of our
immediate sensations, determining for us characteristics of
contemporary physical entities. This type is the experience
of the immediate world around us, a world decorated by
sense-data dependent on the immediate states of relevant
parts of our own bodies. (SYM, 13-14)
These projected sensa are different from
the feeling tones experienced in causal efficacy, although
derived from them. This is a new mode of experience, vivid
in present significance. The ‘external’ data of the past
have been combined with other ‘past’ data from the
experiencing body. Thus, the information expressed or
experienced in perception in the mode of presentational
immediacy is external data rife with bodily interpretation.
Causal efficacy is past data work; presentational immediacy
is as much about the present bodily environment as about the
entire world.
The main facts about presentational
immediacy are: (i) that the sense-data involved depend on
the percipient organism and its spacial relations to the
perceived organisms; (ii) that the contemporary world is
exhibited as extended and as a plenum of organisms; (iii)
that presentational immediacy is an important factor in the
experience of only a few high-grade organisms, and that for
the others it is embryonic or entirely negligible. (SYM,
23)
Perception in the mode of presentational
immediacy is Whitehead’s interpretation of everyday, human
sense-experience. Things are illustrated for us in their
spatial dimensions, in relation to ourselves.
Finally, there is one impure mode of
perception, also confined to the higher organisms. This is
the mode of symbolic reference, the interplay between the
modes of causal efficacy and presentational immediacy. In
human terms,
...the human mind is
functioning symbolically when some components of its
experience elicit consciousness, beliefs, emotions, and
usages, respecting other components of its experience. . .
The organic functioning whereby there is transition from the
symbol to the meaning will be called ‘symbolic reference’. (SYM,
7-8)
The array of examples of different types
of symbolic reference is staggering once one to list them.
For example, In SYM, Whitehead discusses all three of
the following in terms of symbolic reference. Firstly, there
is fairly normal, unexceptional experience. For example,
when we encounter an array of data in particular spatial
relationships and understand it as being a ‘chair’--when we
use a chair--symbolic reference is at work (SYM, 3).
Notably, this symbolism is subconscious--a near automatic
process of perception, albeit confined to the grade of
creatures that can experience in the mode of presentational
immediacy. My house pet can recognize and use a chair as a
chair--it is not that special. Secondly, there is the
obvious symbolism of language. Here, a sound or a pattern on
a page represents or symbolizes some type of external
object, or experience, or other words--there is an obvious
symbolic reference. Whitehead goes so far as to expand this
symbolism as necessary to, and constitutive of, all
expression: “Indeed, ‘expression’ is ‘symbolism’.” (SYM,
62) Finally, there is the social symbolism, perhaps most
easily demonstrable through reference to action. Whitehead
discusses the various levels of symbolism designed to
produce action in the armed forces. On one level, there is a
trained automatism--instantaneous, ‘reflex’ response to the
symbolism of orders. On another level, there is a symbolism
of respect--the whole range of flags, stripes, and medals
designed to permeate the forces with a sense of importance.
What does perception, in all of its
various modes, have to do with value? Value is integral to
the process of concrescence of an occasion. An occasion
consists in feelings and treatment of data. Perception is
how the occasion feels its data and how it projects for
itself a goal of satisfaction. Perception is, on one side,,
the feeling of the past as relevant to this moment of
concrescence--the mode of causal efficacy--and, on the
other side, is the more active business of selection and
emphasis--presentational immediacy and symbolic reference.
To return to SYM:
We must conceive
perception in the light of a primary phase in the self-production of an occasion of actual existence. In defense of
this notion of self-production arising out of some primary
phase, I would remind you that, apart from it, there can be
no moral responsibility. The potter, and not the pot, is
responsible for the shape of the pot. (SYM 8-9)
Perception, for Whitehead, is not merely
the passive reception of sensa--it is how reality
experiences, valuates, and produces itself anew. Continuing,
Whitehead stresses exactly this point: “Thus, for the
percipient at least, the perception is an internal
relationship between itself and the things perceived” (SYM,
9). Perception is how the past is taken up into the present
with reference to the immediate future.
Symbolic reference in particular has a
value function. While perception in the modes of causal
efficacy and presentational immediacy has to do with direct
illustration of past and present data, symbolic reference
has the active function of emphasizing data, and making our
experience of them deeper. “The object of symbolism in the
enhancement of the importance of what is symbolized.” (SYM,
63). This mode of perception selects and enhances data in
ways which the data themselves need not particularly
suggest. As Whitehead states early in this work on
perception, there need be nothing about the perceived data
in either pure mode of perception that suggests itself as
symbol or meaning. He illustrates through reference to the
process of poetic creation and subsequent experience of the
inspired poem (SYM, 12).
Perhaps the poet finds inspiration for a
poem about trees by going into a forest. Here, the trees
suggest the words in a symbol-meaning relationship. Later,
the inspired poem conjures up the images of trees for the
reader. The symbolic relationship has now been reversed—the
words function as symbol for the enhanced reference to the
‘meaning’; the images and remembered experience of trees.
The status of ‘symbol’ and ‘meaning’ depends upon the
constitution of the percipient, not upon the data. Symbolic
reference is a synthetic mode of perception--data from the
pure modes are brought together in new relationships of
enhanced significance. Since this relating is the function
of the percipient, error is possible. Perception in the mode
of symbolic reference is the foundation of error in the
world. Error in this sense merely means that subsequent
direct perception of the world might not agree with the
synthetic product of symbolism. This can have unwanted
consequences, but it also plays an important role in the
introduction of novelty into the world of actual process:
We must not,
however, judge too severely of error. In the initial stages
of mental progress, error in symbolic reference is the
discipline which promotes imaginative freedom. Aesop’s dog
lost his meat, but he gained a step on the road towards a
free imagination. (SYM, 19)
Increased potential for novelty, as a
free imagination provides, is essential to a world of
evolving value. A final note about subjective aim is
warranted. As presented in Chapter I, the subjective aim of
an occasion is what it projects for itself as a harmonized
feeling to realize. This comes about once the data have been
felt and simplified--repetition eliminated, inconsistencies
harmonized. The subjective aim of an occasion is the
over-arching value goal that is posited once all of the
primary valuations of data have been made. Obviously, the
notion is very important for this discussion of value and
matter-of-fact. As has been noted, Whitehead has stated that
the aim of process is importance, and the subjective aim of
occasions is the primary occurrence of aim for process. The
three modes of perception can be ranked in reference to
direct involvement in subjective aim. Symbolic reference,
being most relevant to future possibilities as opposed to
past data, is the most important mode to the development of
a subjective aim. Presentational immediacy, although an
‘active’ mode of perception, merely illustrates the present
through extrapolation from the immediately past data, there
is no important future reference perception in the mode of
causal efficacy merely sets up the other two modes in its
reception of the past as relevant. Now, since subjective aim
is particularly important to the depth and range of the
value proposed by an occasion to itself for realization,
occasions which experience in the mode of symbolic reference
have greater potential for significant value realization.
The synthetic activity of symbolism both enhances the
significance of felt data and provides new possibilities for
actualization. In human experience, language emphasizes
those aspects of the world that we take to be important. Skillful use of language, as in poetry or
in oratory, can push this function one step further and make
us see as valuable something that did not seem valuable
before. This symbolic function then significantly alters the
manner in which we go about our lives. New possibilities for
actualization have been provided, mainly through shifts in
value perspective. Symbolism makes the old new.
Robert Pirsig
1) Reductio Ad Absurdum: It is in
ZMM that Pirsig presents and takes on the related
views of scientific materialism and classical formalism with
appeals to epistemology. He reports his first attempts at a
philosophy of Quality while teaching at Bozeman College, and
he faces this opposition primarily from other faculty
members. Reacting intuitively to the dynamic nature of the
subject matter, he initially refuses to define Quality.
Bristling academically, his colleagues pose an attack from
the classic formalist camp—“If you can’t define it, what
makes you think it exists?” (ZMM, 210) Considered as
a response to the provocative assertions Pirsig/Phaedrus was
making at the time, such a blunt question was not out of
line at all.
The response Phaedrus makes, is, perhaps
uncharacteristically, thankfully down-to-earth. To ground
his mystical leanings, Phaedrus self-consciously proposes a
realist answer to this problem “A thing exists… if a world
without it can’t function normally. If we can show that a
world without Quality functions abnormally, then we have
shown that Quality exists, whether it’s defined or not” (ZMM,
210). He goes on to construct an existential reductio ad
absurdum description of the world--a world without
Quality is nothing like the world we know, so this world
involves Quality. In essence, this is the flip-side of
Whitehead’s appeal to top-down explanation. The Quality-free
world is the world of scientific materialism--a world
implied by the materialists’ strident elimination of
evidence. The world with undefined Quality is the ‘normal’
or ‘real’ world precisely because it admits so much data
that the philosophico-scientific cosmology ignores.
It must be remembered that ZMM
predates Lila considerably. It is in the latter book
that Pirsig discusses inorganic and biological patterns of
quality. In ZMM he is concerned primarily with the
human experience of value. To subtract Quality from Pirsig’s
Lila world would leave nothing at all, but to do so
within the context of the discussion in the earlier book is
a more rewarding exercise.
The first implications of such a
subtraction are obvious:
The first casualty... would be the fine arts. If you can’t distinguish
between good and bad arts they disappear. There’s no point
in hanging a painting on the wall when the bare wall looks
just as good. There’s no point to symphonies, when scratches
from the record or hum from the record needle sound just as
good. (ZMM, 210)
Other noticeable differences would be the
elimination of poetry, comedy, and sports. Interestingly,
the marketplace would be changed even more dramatically.
Since quality of
flavour would be meaningless, markets would only carry basic
grains such as rice, cornmeal, soybeans and flour... and
vitamin and mineral supplements to make up deficiencies...
We would all use public transportation. We would all wear G.I. shoes. (ZMM, 210)
Finally, the work force would also be
substantially changed. All sorts of jobs would disappear
completely. He thinks science and technology would change,
but “…pure science, mathematics, philosophy and particularly
logic would be unchanged.” (ZMM, 211) In sum, even a
casual consideration of a Qualityless world should be enough
to demonstrate the existence of Quality in this world.
I want to make several comments about
this construction, starting with Pirsig’s final claim about
mathematics, philosophy, and logic. All through ZMM
Pirsig is quite open about his animosity towards the faculty
he calls ‘reason’. He sees this as being a purely
manipulative, valueless technique of the intellect, to which
the Western World has somehow become enslaved. The reason he
thinks mathematics, logic, and philosophy would not suffer
by the elimination of quality is because he construes them
to be acts of pure reason already--quality-free by
definition Ultimately, he thinks he is proving that reason
is fundamentally incomplete, or even ‘sick’, because it
fails to recognize quality
I think this is an example of being
correct in theory and in error in application. Even if one
allows Pirsig to define ‘reason’ as being purely
manipulative, one could still hold that he is incorrect in
seeing the human activities of mathematics, philosophy, and
logic as being purely activities of such a manipulative
faculty. All three are participated in often primarily for
the quality ‘rush’ achieved through the heady delights of
speculation or pursuit. With regard to reason and quality,
Whitehead avoids this sort of error by connecting
intellectual functions of a occasion’s process to quality at
a fundamental level.
To be fair to Pirsig, one should note he
subsequently corrects the reflex hatred of reason. At base,
Lila is his attempt to define Quality--an outright
reversal of his previous position. His reason for this
‘change of heart’ is that he recognizes a type of quality
peculiar to intellectual pursuits--the pursuits of reason.
He goes on to analyze these differences of quality in terms
of definable, static patterns of fundamentally indefinable
Dynamic Quality, thereby achieving a more adequate account
of the world. He does begin to allude to this sort of
Quality in ZMM but he does not explicitly pursue the
metaphysical implications. Also, there is Pirsig endorsement
of Jerry King’s 1992 book, The Art of Mathematics:
The Art of
Mathematics is a fascinating and important book, especially
to someone like me, who flunked third grade arithmetic once
and calculus twice I wish King had been teaching those
courses when I took them. (King 1992)
The Art of Mathematics is an exciting
testimony to the Quality element in pursuits of reason and
is specifically, as its title states, an attempt to portray
mathematics as an art form. As such, the participation in
mathematics is a matter of aesthetic creation and
appreciation--quality-rife experiences. Really, The Art of
Mathematics is an addition to the corpus of works on
aesthetics and a direct refutation of Pirsig’s claim in
ZMM. I would suggest that the pursuits of logic and
philosophy are similar to mathematics in being (at least)
analogous to art forms, and that Pirsig’s slighting of these
pursuits in ZMM is unwarranted.
Secondly, I think Pirsig is too generous
to the Quality-free world. I see no reason why there would
be any life at all without Quality. He describes people as
wearing practical shoes and consuming practical foods only.
But, at the very least, he is neglecting the aspect of
health. For instance, in a Quality-free universe, there
would be no reason to avoid pain. Illness would be as
valueless as health and, ultimately, there would be no
reason to prefer life to death. He mentions that there might
be milk provided for the weaning of infants. In a
Quality-free universe, there would be no reason to want
children and no reason to engage in sexual activity; there
would be no infants to wean. Again, Pirsig corrects this
error in Lila by recognizing the biological species
of Quality and by commenting on sexual activity in
particular to illustrate his point.
In ZMM, Pirsig concludes:
The world can function without
[Quality] but life would be so dull as to be hardly worth
living. In fact it wouldn’t be worth living. The term
worth is a Quality term. Life would just be living
without any values or purpose at all. (ZMM, 211)
He does not go on to draw the conclusion
that there would not be life at all without Quality. The
matter I wish to emphasize is his momentary recognition of
the Quality-import of terms such as ‘worth.’ In the first
passage in the reductio ad absurdum description,
Pirsig describes a valueless world using the term, ‘just as
good.’ In such a world, a symphony and an electronic hum
would have the same lack of value import. But they would not
sound ‘just as good’ in a quality-free world, unless the
respective experiences were compared from a perspective
within a world with quality. They would merely ‘sound.’ In
fact, I think that a Quality-free world would be such an
absurd place that there be as much chance of there being
symphonies to listen to as there would be of electronic
hums. There would be no reason to prefer the ease of
producing the hum compared to the labour involved in
composing and orchestrating a symphony. If there were a
quality-free universe, it would be empty. If quality were to
be subtracted from our world, people would have no reason to
stop listening to symphonies if,. inexplicably, people kept
engaging in daily activities. Strictly speaking, a
quality-free world cannot be described in Quality terms at
all.
2) Analysis of Moment of Perception:
Pirsig sees classical formalism and scientific materialism
as typical symptoms of a bigger problem--subject-object
metaphysics. The division of the world into objective
reality and subjective experiences seems to place value on
the subjective side, which is defectively real and of
secondary importance within a scientific paradigm. Classic
formalism tries to eliminate the unreliability of the
subjective side of the division through an appeal to
valueless, objective reason. Scientific materialism is an
emphasis on the objective world, consisting of reality
unspoiled by subjectivity Quality just does not figure
largely or positively within this type of metaphysics, so
Pirsig’s impulse is to go after the source of the problem
and suggest a new metaphysics.
The weakness Pirsig attacks is the
division of the world into subjects and objects These
categories, he thinks, are not fundamental, but rather are
constructs of experience and derivative from more
fundamental categories The mistake that leads to making the
subject-object division fundamental is ignoring the time lag
between received physical information and experienced world
information:
…at the cutting
edge of time, before an object can be distinguished, there
must be a kind of nonintellectual awareness, which he called
awareness of Quality. You can’t be aware you’ve seen a tree
until after you’ve seen the tree, and between the instant of
vision and instant of awareness there must be a time lag. (ZMM,
241)
The result is quite Whiteheadian in tone
the ‘thought’ world of subjects and objects (‘trees’) exists
in the past. The past is ‘history’, both literally and in
the colloquial sense of ‘being dead’--its actuality has
perished, in Whiteheadian terms Pirsig is, intuitively,
accusing subject-object metaphysics of committing the
fallacy of misplaced concreteness.
Subjects and objects are abstracted
interpretations of the moment of reality, which Pirsig
identifies as a moment of Quality experience:
The past exists
only in our memories, the future only in our plans. The
present is our only reality. The tree that you are aware of
intellectually, because of that small time lag, is always in
the past and therefore is always unreal. Any intellectually
conceived object is always in the past and therefore unreal.
Reality is always the moment of vision before the
intellectualization takes place. … This preintellectual
reality is what Phaedrus felt he had properly identified as
Quality. Since all intellectually identifiable things must
emerge from this preintellectual reality, Quality is the
parent the source of all subjects and objects. (ZMM,
241)
The assumption that reality is divided
into subjects and objects is not necessary then, but a
habit. Pirsig, in this early, anti-intellectual work, sees
trained intellectuals as being the most susceptible to
subject/object rigidity, and suspects children, uneducated
people, and people from non-Western (i.e., non-Greek
heritage) cultures as being the most open to recognizing the
moment of undifferentiated Quality (ZMM, 241)
As already noted, this has a
distinctively Whiteheadian tone. For a newly arising
occasion, its past world of objects is finished, their
intrinsic process spent. Objects are merely information for
the reality of present process, and are entirely in the
past. To assign them a distinctive actuality is to miss the
spark in the present moment in confused intellectual
abstraction. Once an occasion reaches the phase of
satisfaction, it ceases to function as a subject and takes
its role as an objectified datum for future
subject-functions (v. Ch. I, pp. 12-16). Interestingly, an
early Whiteheadian influence, William Wordsworth, in his
‘Ode: Intimations of Immortality from Recollections of Early
Childhood’, describes the preintellectual experience Pirsig
describes, but in imagery perhaps more suited to Whitehead’s
view.
There was a time
when meadow, grove and stream,
The earth, and every
common sight,
To me did seem
Apparelled in
celestial light,
The glory and the
freshness of a dream.
It is not now as it
hath been of yore; Turn wheresoe’er I may,
By night or day,
The things which I
have seen I now can see no more.
Also:
The thought of our
past years in me doth breed
Perpetual
benediction: not indeed
For that which is
most worthy to be blessed--
Delight and liberty...
But for those first
affections,
Those shadowy
recollections,
Which, be they what
they may,
Are yet the fountain
light of all our day,
Are yet a master
light of all our seeing.
Here is the appeal to the openness of
childhood, but with the reference to a divine source of
possibility (perhaps not particularly well evidenced in
these passages) closer to Whitehead’s philosophy than
Pirsig’s.
One objection to this dismissal of
subjects and objects consists in looking a little further
into the past. It can be argued that the experience must be
‘of’ something, and that it is always of an object--Pirsig
just has not looked far enough back into a history of
perception. The response to be made to this objection
consists in continuing the backwards extrapolation. Each
moment of perception can be traced to a present of
preintellectual reality. Either one gets into an infinite
regress, chicken-and-egg argument, or one ends up with
undifferentiated Quality as the starting point, the
precondition for all experience. I suspect that Pirsig leans
towards having the undifferentiated origin, but the analysis
of Quality in evolution in Lila suggests that the two
aspects require each other--no dynamis without stasis.
Pirsig finishes his reply to his
questioners with a formal description of the experience of
Quality. He speaks with a dramatic tone both because he is
relieved to have been able to answer their objections and
because he is aware he is stepping outside of the bounds of
typical thought:
The easiest intellectual analogue of pure
Quality that people in our environment can understand is
that ‘Quality is the response of an organism to its
environment’... In our highly
complex organic state we advanced organisms respond to our
environment with an invention of many marvelous analogues.
We invent earth and heavens, trees, stones and oceans, gods,
music, arts, language, philosophy, engineering, civilization
and science. We call these analogues reality. And they are
reality. We mesmerize our children into knowing they are
reality. We throw anyone who does not accept these analogues
into an insane asylum. But that which causes us to invent
the analogues is Quality. Quality is the continuing stimulus
which our environment puts upon us to create the world in
which we live. All of it. Every last bit of it. (ZMM,
244-245)
That reality is identical with the
invention of human analogues seems implausible. But when, in
Lila, Pirsig broadens his sense of creation to mean
that the evolutionary process of actualities is a ‘migration
of static patterns of value towards Dynamic Quality’, it
becomes more reasonable. It is hard to hold humans solely
responsible for the creation of the universe; it is also
difficult to hold that the analogues in which the universe
in interpreted are somehow merely a human creation. But
having the entire world subject to the same categoreal
conditions is feasible. Then one requires a Whiteheadian
micro-analysis of experience to complement Pirsigian
macro-analysis. They are describing the same universe from
different perspectives and with different emphasis. It is
true that humans experience in terms of analogues, but, in
Whiteheadian terms, so does the rest of the world. Reality
lies in the Dynamic moment, which is shaped in a myriad of
forms, but is never exhausted. The static patterns that are
assumed as a response to the Dynamic lure are ‘deficiently
actual’ since the Dynamic moment has moved on, but they are
real if the appropriate degree of abstraction is recognized.
Click here to proceed to
Part Two of this thesis
Central to the
work of Ilya Prigogine is refinement of the Second Law
of Thermodynamics, including description of self-ordering,
‘running up’ processes in nature. Whitehead pursues
a similar line of inquiry in FR.
It is in connection
with his description of Dynamic Quality that Pirsig
makes his only reference to Whitehead in Lila:
“When A N Whitehead wrote that ‘mankind is driven forward
by dim apprehensions of things too obscure for its existing
language,’ he was writing about Dynamic Quality.” (Lila,
140)
Please
note that the copyright of this paper remains with the
author who need to be contacted directly for permission to
use this material elsewhere.
asneddon@uottawa.ca
Please also note that Dr Sneddon has published the
following:
Action and Responsibility: Springer Academic Press,
2006.
For details press the following link:

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Part Two of this thesis